PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Debt / NOTE 4.750% 4/1
Market price (% of par)
98.75%
Total 13F principal
$308,494,022
Principal change
+$35,648,417
Total reported market value
$305,012,869
Number of holders
51
Value change
+$35,317,230
Number of buys
23
Number of sells
12

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q1 2017

As of 31 Mar 2017, PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 was held by 51 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $308,494,022 in principal (par value) of the bond. The largest 10 bondholders included Lombard Odier Asset Management (Europe) Ltd, ZAZOVE ASSOCIATES LLC, TD ASSET MANAGEMENT INC, Radcliffe Capital Management, L.P., OAKTREE CAPITAL MANAGEMENT LP, CNH PARTNERS LLC, GLG Partners LP, RIVERHEAD CAPITAL MANAGEMENT LLC, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, and AMERICAN FINANCIAL GROUP INC. This page lists 51 institutional bondholders reporting positions for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.