PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Debt / NOTE 4.750% 4/1
Market price (% of par)
97.83%
Total 13F principal
$272,913,605
Principal change
-$48,521
Total reported market value
$268,099,264
Number of holders
47
Value change
-$53,597
Number of buys
18
Number of sells
9

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q4 2016

As of 31 Dec 2016, PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 was held by 47 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $272,913,605 in principal (par value) of the bond. The largest 10 bondholders included ZAZOVE ASSOCIATES LLC, TD ASSET MANAGEMENT INC, GLG Partners LP, CNH PARTNERS LLC, OAKTREE CAPITAL MANAGEMENT LP, Radcliffe Capital Management, L.P., RIVERHEAD CAPITAL MANAGEMENT LLC, INCOME RESEARCH & MANAGEMENT, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, and AMERICAN FINANCIAL GROUP INC. This page lists 47 institutional bondholders reporting positions for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.