PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class
Debt / NOTE 4.750% 4/1
Market price (% of par)
87.12%
Total 13F principal
$315,052,982
Principal change
-$4,557,552
Total reported market value
$274,961,883
Number of holders
35
Value change
-$4,295,498
Number of buys
16
Number of sells
9

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 as of Q4 2015

As of 31 Dec 2015, PROSPECT CAPITAL CORPORATION - NOTE 4.750% 4/1 was held by 35 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $315,052,982 in principal (par value) of the bond. The largest 10 bondholders included ZAZOVE ASSOCIATES LLC, GLG Partners LP, Lombard Odier Asset Management (Europe) Ltd, CNH PARTNERS LLC, TD ASSET MANAGEMENT INC, INCOME RESEARCH & MANAGEMENT, RIVERHEAD CAPITAL MANAGEMENT LLC, Radcliffe Capital Management, L.P., AMERICAN FINANCIAL GROUP INC, and COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS. This page lists 35 institutional bondholders reporting positions for the Q4 2015 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.