Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Debt / NOTE 5.750% 3/1
-
Market price (% of par)
-
102.96%
-
Total 13F principal
-
$165,212,450
-
Principal change
-
-$117,830
-
Total reported market value
-
$170,161,162
-
Number of holders
-
38
-
Value change
-
+$111,757
-
Number of buys
-
11
-
Number of sells
-
12
Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 5.750% 3/1 as of Q3 2016
As of 30 Sep 2016,
PROSPECT CAPITAL CORPORATION - NOTE 5.750% 3/1 was held by
38 institutional
bondholders
reporting positions in Form 13F filings.
These institutions reported holding
$165,212,450
in principal (par value) of the bond.
The largest 10 bondholders included
Radcliffe Capital Management, L.P., UBS ASSET MANAGEMENT AMERICAS INC, Pine River Capital Management L.P., TD ASSET MANAGEMENT INC, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, CQS Cayman LP, INCOME RESEARCH & MANAGEMENT, MORGAN STANLEY, RIVERHEAD CAPITAL MANAGEMENT LLC, and Pomelo Capital LLC.
This page lists
38
institutional bondholders reporting positions
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price (% of par)
|
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.