PROSPECT CAPITAL CORPORATION - NOTE 5.750% 3/1

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Debt / NOTE 5.750% 3/1
Market price (% of par)
102.9%
Total 13F principal
$182,505,419
Principal change
-$1,639,032
Total reported market value
$188,022,491
Number of holders
30
Value change
-$2,035,295
Number of buys
9
Number of sells
12

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 5.750% 3/1 as of Q3 2014

As of 30 Sep 2014, PROSPECT CAPITAL CORPORATION - NOTE 5.750% 3/1 was held by 30 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $182,505,419 in principal (par value) of the bond. The largest 10 bondholders included ZAZOVE ASSOCIATES LLC, JPMORGAN CHASE & CO, Pine River Capital Management L.P., UBS GLOBAL ASSET MANAGEMENT AMERICAS INC, CQS Cayman LP, BESSEMER GROUP INC, ROYAL BANK OF CANADA, BARCLAYS PLC, RIVERHEAD CAPITAL MANAGEMENT LLC, and CI Global Investments Inc.. This page lists 30 institutional bondholders reporting positions for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.