PROSPECT CAPITAL CORPORATION - NOTE 5.500% 8/1

CUSIP: 74348TAD4

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Debt / NOTE 5.500% 8/1
Market price (% of par)
104.87%
Total 13F principal
$113,488,026
Principal change
-$2,559,000
Total reported market value
$118,932,346
Number of holders
32
Value change
-$2,693,526
Number of sells
2

Quarterly Holders Quick Answers

What is CUSIP 74348TAD4?
CUSIP 74348TAD4 identifies 74348TAD4 - PROSPECT CAPITAL CORPORATION - NOTE 5.500% 8/1 in SEC institutional holdings data.

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Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 5.500% 8/1 as of Q4 2013

As of 31 Dec 2013, PROSPECT CAPITAL CORPORATION - NOTE 5.500% 8/1 was held by 32 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $113,488,026 in principal (par value) of the bond. The largest 10 bondholders included EDELMAN FINANCIAL GROUP INC., Citadel Advisors LLC, OAKTREE CAPITAL MANAGEMENT LP, JPMORGAN CHASE & CO, BESSEMER GROUP INC, MORGAN STANLEY, Thrivent Financial for Lutherans, ROYAL BANK OF CANADA, UBS GLOBAL ASSET MANAGEMENT AMERICAS INC, and Bank of New York Mellon Corp. This page lists 33 institutional bondholders reporting positions for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.