Security key
74347B813
ALT5 Sigma Corp - Common Stock, par value $0.001 per share (ALTS)
CUSIP: 74347B813
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 66,410
- Total 13F value
- $2,522,000
- Share change
- +11,499
- SEC-reported price per share
- $37.97
- Number of holders
- 9
- Value change
- +$436,462
- Number of buys
- 4
- Number of sells
- 3
- Shares outstanding
- 121,818,900
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2019
Institutions
9
Top holders
9
ALTS full security history
Ownership snapshot
Full 13F holder table
AI Financial Corp SEC filings
AI Financial Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of ALTS - ALT5 Sigma Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Cambridge Investment Rese...
Disclosed value leader
Cambridge Investment Rese...
Comparable rows
0/13
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $975,000
13 rows are not safely comparable across share classes.
Showing 1-6 of 13 holder rows.
Quick read
Cambridge Investment Research Advisors, Inc. has the largest disclosed position value at $975K.
0 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Cambridge Investment Research Advisors, Inc.'s linked filing trail.
Disclosed position value
Top 5
Cambridge Investment Research Adv...
$975K
Private Advisor Group, LLC
$641K
BANK OF AMERICA CORP /DE/
$368K
RENAISSANCE TECHNOLOGIES LLC
$141K
UBS Group AG
$25K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 13 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
—
denominator unverified
|
$975,000
25,955 shares
|
— | 30 Sep 2019 |
| Private Advisor Group, LLC |
13F
Company
|
—
denominator unverified
|
$641,000
17,069 shares
|
— | 30 Sep 2019 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
mixed-class rows
|
$368,000
9,953 shares
mixed-class rows
|
— | 30 Sep 2019 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
—
denominator unverified
|
$141,000
50,238 shares
|
— | 30 Sep 2019 |
| UBS Group AG |
13F
Company
|
—
denominator unverified
|
$25,000
677 shares
|
— | 30 Sep 2019 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
denominator unverified
|
$23,000
616 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
66,410
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
8
Q4 2019 holders
9
Holder diff
1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|