Security key
74347B813
ALT5 Sigma Corp - Common Stock, par value $0.001 per share (ALTS)
CUSIP: 74347B813
Q3 2017 13F Holders as of 30 Sep 2017
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 94,923
- Total 13F value
- $3,673,000
- Share change
- +41,152
- SEC-reported price per share
- $38.69
- Number of holders
- 12
- Value change
- +$1,592,534
- Number of buys
- 8
- Number of sells
- 4
- Shares outstanding
- 121,818,900
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2017
Institutions
12
Top holders
10
ALTS full security history
Ownership snapshot
Full 13F holder table
AI Financial Corp SEC filings
AI Financial Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of ALTS - ALT5 Sigma Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
IFP Advisors, Inc
Disclosed value leader
IFP Advisors, Inc
Comparable rows
0/10
Latest evidence
30 Jun 2017
13F
Highest disclosed value: $584,000
10 rows are not safely comparable across share classes.
Showing 1-6 of 10 holder rows.
Quick read
IFP Advisors, Inc has the largest disclosed position value at $584K.
0 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens IFP Advisors, Inc's linked filing trail.
Disclosed position value
Top 5
IFP Advisors, Inc
$584K
LPL Financial LLC
$339K
Private Advisor Group, LLC
$325K
BANK OF AMERICA CORP /DE/
$315K
MML INVESTORS SERVICES, LLC
$240K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 10 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| IFP Advisors, Inc |
13F
Company
|
—
denominator unverified
|
$584,000
15,023 shares
|
— | 30 Jun 2017 |
| LPL Financial LLC |
13F
Company
|
—
denominator unverified
|
$339,000
8,707 shares
|
— | 30 Jun 2017 |
| Private Advisor Group, LLC |
13F
Company
|
—
denominator unverified
|
$325,000
8,370 shares
|
— | 30 Jun 2017 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
denominator unverified
|
$315,000
8,113 shares
|
— | 30 Jun 2017 |
| MML INVESTORS SERVICES, LLC |
13F
Company
|
—
denominator unverified
|
$240,000
6,178 shares
|
— | 30 Jun 2017 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
denominator unverified
|
$179,000
4,608 shares
|
— | 30 Jun 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
12
Shares
94,923
Rows available
12
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
10
Q3 2017 holders
12
Holder diff
2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 value | Q3 2017 value | Value change | Value Chg % |
|---|