ALT5 Sigma Corp - Common Stock, par value $0.001 per share (ALTS)

CUSIP: 74347B813

Q3 2017 13F Holders as of 30 Sep 2017

Holder snapshot 6 signals
Share change
+41,152
SEC-reported price per share
$38.69
Number of holders
12
Value change
+$1,592,534
Number of buys
8
Number of sells
4
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
121,818,900

Security key

74347B813

Report period

Q3 2017

Institutions

12

Top holders

10

Ownership snapshot

Top reported holders of ALTS - ALT5 Sigma Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
IFP Advisors, Inc
Disclosed value leader
IFP Advisors, Inc
Comparable rows
10/10
Latest evidence
30 Jun 2017
13F Lead comparable stake: 0.01% Showing 1-6 of 10 holder rows.

Quick read

IFP Advisors, Inc leads the comparable SEC ownership view at 0.01%.

10 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens IFP Advisors, Inc's linked filing trail.
Comparable ownership Top 5
IFP Advisors, Inc 0.01%
LPL Financial LLC 0.01%
Private Advisor Group, LLC 0.01%
BANK OF AMERICA CORP /DE/ 0.01%
MML INVESTORS SERVICES, LLC 0.01%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 10 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
IFP Advisors, Inc
13F
Company
13F
0.01%
$584,000
15,023 shares
30 Jun 2017
LPL Financial LLC
13F
Company
13F
0.01%
$339,000
8,707 shares
30 Jun 2017
Private Advisor Group, LLC
13F
Company
13F
0.01%
$325,000
8,370 shares
30 Jun 2017
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.01%
$315,000
8,113 shares
30 Jun 2017
MML INVESTORS SERVICES, LLC
13F
Company
13F
0.01%
$240,000
6,178 shares
30 Jun 2017
ROYAL BANK OF CANADA
13F
Company
13F
0%
$179,000
4,608 shares
30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
12
Shares
94,923
Rows available
12
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
10
Q3 2017 holders
12
Holder diff
2
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 value Q3 2017 value Value change Value Chg %
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