ALT5 Sigma Corp - Common Stock, par value $0.001 per share (ALTS)

CUSIP: 74347B813

Q4 2016 13F Holders as of 31 Dec 2016

Holder snapshot 6 signals
Share change
-30,488
SEC-reported price per share
$38.60
Number of holders
15
Value change
-$1,176,099
Number of buys
9
Number of sells
9
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
121,818,900

Security key

74347B813

Report period

Q4 2016

Institutions

15

Top holders

10

Ownership snapshot

Top reported holders of ALTS - ALT5 Sigma Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BANK OF AMERICA CORP /DE/
Disclosed value leader
BANK OF AMERICA CORP /DE/
Comparable rows
15/15
Latest evidence
30 Sep 2016
13F Lead comparable stake: 0.06% Showing 1-6 of 15 holder rows.

Quick read

BANK OF AMERICA CORP /DE/ leads the comparable SEC ownership view at 0.06%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BANK OF AMERICA CORP /DE/'s linked filing trail.
Comparable ownership Top 5
BANK OF AMERICA CORP /DE/ 0.06%
AMERIPRISE FINANCIAL INC 0.03%
Private Advisor Group, LLC 0.02%
WEDBUSH SECURITIES INC 0.02%
UNITED CAPITAL FINANCIAL ADVISORS... 0.01%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.06%
$2,968,000
76,933 shares
30 Sep 2016
AMERIPRISE FINANCIAL INC
13F
Company
13F
0.03%
$1,198,000
31,074 shares
30 Sep 2016
Private Advisor Group, LLC
13F
Company
13F
0.02%
$1,008,000
26,550 shares
30 Sep 2016
WEDBUSH SECURITIES INC
13F
Company
13F
0.02%
$884,000
22,920 shares
30 Sep 2016
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
13F
0.01%
$621,000
16,090 shares
30 Sep 2016
LPL Financial LLC
13F
Company
13F
0.01%
$504,000
13,284 shares
30 Sep 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
15
Shares
191,958
Rows available
15
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
16
Q4 2016 holders
15
Holder diff
-1
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 value Q4 2016 value Value change Value Chg %
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