Q1 2017 13F Holders as of 31 Mar 2017
-
Type / Class
-
Debt / NOTE 1.250%12/1
-
Number of holders
-
22
-
Total 13F principal, excl. options
-
197,413,004
-
Principal change
-
+24,000
-
Total reported value, excl. options
-
$377,884,008
-
Value change
-
+$655,243
-
Number of buys
-
7
-
Number of sells
-
8
-
Price
-
$1.91
Institutional Holders of PROOFPOINT INC - NOTE 1.250%12/1 as of Q1 2017
As of 31 Mar 2017 PROOFPOINT INC - NOTE 1.250%12/1 had 25 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $197,413,004 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included CITADEL ADVISORS LLC, WOLVERINE ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Calamos Advisors LLC, CAPSTONE INVESTMENT ADVISORS, LLC, MACKAY SHIELDS LLC, FRANKLIN RESOURCES INC, LORD, ABBETT & CO. LLC, Nicholas Investment Partners, LP, and LAZARD ASSET MANAGEMENT LLC.
This table shows 25 bond principal holders of the security as of 31 Mar 2017.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.