PRINCIPAL EXCHANGE TRADED FD - SPECTRUM PFD (PREF)

CUSIP: 74255Y888

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / SPECTRUM PFD
Total 13F shares
601,920
Share change
+102,420
Total reported value
$59,919,000
Price per share
$99.55
Number of holders
23
Value change
+$10,215,264
Number of buys
13
Number of sells
6

Quarterly Holders Quick Answers

What is CUSIP 74255Y888?
CUSIP 74255Y888 identifies PREF - PRINCIPAL EXCHANGE TRADED FD - SPECTRUM PFD in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of PREF - PRINCIPAL EXCHANGE TRADED FD - SPECTRUM PFD (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of PRINCIPAL EXCHANGE TRADED FD - SPECTRUM PFD (PREF) as of Q3 2019

As of 30 Sep 2019, PRINCIPAL EXCHANGE TRADED FD - SPECTRUM PFD (PREF) was held by 23 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 601,920 shares. The largest 10 holders included PRINCIPAL FINANCIAL GROUP INC, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, Bank of New York Mellon Corp, ROYAL BANK OF CANADA, UBS Group AG, Private Advisor Group, LLC, DEARBORN PARTNERS LLC, Janney Montgomery Scott LLC, and GWM Advisors LLC. This page lists 23 institutional shareholders reporting positions in this security for the Q3 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
22
Q3 2019 holders
23
Holder diff
1
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 Value $ Q3 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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