Q3 2020 13F Holders as of 30 Sep 2020
-
Type / Class
-
Equity / PRIN U S SMALL
-
Number of holders
-
9
-
Total 13F shares, excl. options
-
347,885
-
Shares change
-
+29,005
-
Total reported value, excl. options
-
$9,757,000
-
Value change
-
+$814,620
-
Number of buys
-
3
-
Number of sells
-
-7
-
Price
-
$28.05
Significant Holders of PRINCIPAL EXCHANGE TRADED FD - PRIN U S SMALL (PSC) as of Q3 2020
11 filings reported holding PSC - PRINCIPAL EXCHANGE TRADED FD - PRIN U S SMALL as of Q3 2020.
PRINCIPAL EXCHANGE TRADED FD - PRIN U S SMALL (PSC) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 347,885 shares
.
Largest 10 shareholders include PRINCIPAL FINANCIAL GROUP INC (196,887 shares), MORGAN STANLEY (100,364 shares), ADVISOR GROUP HOLDINGS, INC. (28,251 shares), LPL Financial LLC (11,207 shares), CITADEL ADVISORS LLC (8,289 shares), WELLS FARGO & COMPANY/MN (1,843 shares), Global Retirement Partners, LLC (606 shares), UBS Group AG (257 shares), Tower Research Capital LLC (TRC) (181 shares), and ROYAL BANK OF CANADA (0 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.