PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / COM
- Total 13F shares
- 16,129,747
- Share change
- -781,397
- Total reported value
- $213,735,466
- Price per share
- $13.24
- Number of holders
- 167
- Value change
- -$9,938,406
- Number of buys
- 72
- Number of sells
- 62
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,738,143
|
$22,717,529 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,691,572
|
$22,108,839 | — | 30 Sep 2023 | |
| PFG Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,560,709
|
$20,398,465 | — | 30 Sep 2023 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
962,185
|
$12,575,757 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
858,966
|
$11,227,000 | — | 30 Sep 2023 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
831,441
|
$10,866,000 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
740,942
|
$9,684,613 | — | 30 Sep 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
348,319
|
$4,552,535 | — | 30 Sep 2023 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
340,278
|
$4,486,240 | — | 30 Sep 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
342,833
|
$4,480,833 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
342,784
|
$4,480,000 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
339,200
|
$4,433,340 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
316,318
|
$4,134,000 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
316,032
|
$4,130,549 | — | 30 Sep 2023 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
306,591
|
$4,007,144 | — | 30 Sep 2023 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
278,134
|
$3,635,211 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
255,550
|
$3,340,036 | — | 30 Sep 2023 | |
| Evergreen Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
254,746
|
$3,329,526 | — | 30 Sep 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
254,346
|
$3,324,306 | — | 30 Sep 2023 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
249,053
|
$3,255,128 | — | 30 Sep 2023 | |
| CAHILL FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
241,085
|
$3,150,979 | — | 30 Sep 2023 | |
| Strategic Wealth Partners, Ltd. |
13F
|
Company |
—
class O/S missing
|
194,148
|
$2,537,514 | — | 30 Sep 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
183,787
|
$2,402,099 | — | 30 Sep 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
180,642
|
$2,360,996 | — | 30 Sep 2023 | |
| Golden State Equity Partners |
13F
|
Company |
—
class O/S missing
|
176,395
|
$2,305,480 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
137,486
|
$1,796,926 | — | 30 Sep 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
126,477
|
$1,653,054 | — | 30 Sep 2023 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
126,424
|
$1,652,000 | — | 30 Sep 2023 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
118,201
|
$1,544,887 | — | 30 Sep 2023 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
88,015
|
$1,150,356 | — | 30 Sep 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
87,193
|
$1,139,611 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
83,515
|
$1,091,541 | — | 30 Sep 2023 | |
| EXENCIAL WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
83,430
|
$1,090,424 | — | 30 Sep 2023 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
78,785
|
$1,029,718 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
77,317
|
$1,010,534 | — | 30 Sep 2023 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
74,452
|
$973,088 | — | 30 Sep 2023 | |
| C2C Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
76,725
|
$965,582 | — | 30 Sep 2023 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
75,910
|
$939,173 | — | 30 Sep 2023 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
67,087
|
$876,828 | — | 30 Sep 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
63,982
|
$836,242 | — | 30 Sep 2023 | |
| Cresta Advisors, Ltd. |
13F
|
Company |
—
class O/S missing
|
63,571
|
$830,873 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
59,718
|
$780,513 | — | 30 Sep 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
53,413
|
$703,781 | — | 30 Sep 2023 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
52,226
|
$682,599 | — | 30 Sep 2023 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
51,710
|
$675,850 | — | 30 Sep 2023 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
51,346
|
$671,000 | — | 30 Sep 2023 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
48,145
|
$629,255 | — | 30 Sep 2023 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
46,979
|
$614,019 | — | 30 Sep 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
46,197
|
$603,795 | — | 30 Sep 2023 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
45,902
|
$599,941 | — | 30 Sep 2023 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q4 2023
As of 31 Dec 2023,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
167 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,129,747 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, XML Financial, LLC, COMMONWEALTH EQUITY SERVICES, LLC, Penserra Capital Management LLC, OSAIC HOLDINGS, INC., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Raymond James Financial Services Advisors, Inc., Cetera Advisor Networks LLC, and CONCOURSE FINANCIAL GROUP SECURITIES, INC..
This page lists
168
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
158
Q4 2023 holders
167
Holder diff
9
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.