PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / COM
- Total 13F shares
- 16,633,338
- Share change
- +394,733
- Total reported value
- $217,335,554
- Price per share
- $13.07
- Number of holders
- 158
- Value change
- +$5,032,481
- Number of buys
- 64
- Number of sells
- 49
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,598,740
|
$22,382,360 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,558,314
|
$21,816,392 | — | 30 Jun 2023 | |
| PFG Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,544,954
|
$21,629,349 | — | 30 Jun 2023 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
933,586
|
$13,071,413 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
845,377
|
$11,835,000 | — | 30 Jun 2023 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
835,456
|
$11,696,000 | — | 30 Jun 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
626,353
|
$8,768,928 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
522,916
|
$7,322,488 | — | 30 Jun 2023 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
344,343
|
$4,861,086 | — | 30 Jun 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
346,209
|
$4,846,924 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
322,068
|
$4,508,949 | — | 30 Jun 2023 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
306,591
|
$4,292,274 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
297,766
|
$4,169,000 | — | 30 Jun 2023 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
282,500
|
$3,955,000 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
276,550
|
$3,871,700 | — | 30 Jun 2023 | |
| Evergreen Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
249,364
|
$3,491,097 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
247,735
|
$3,468,000 | — | 30 Jun 2023 | |
| CAHILL FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
245,929
|
$3,443,010 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
233,280
|
$3,265,920 | — | 30 Jun 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
231,986
|
$3,247,800 | — | 30 Jun 2023 | |
| Cresta Advisors, Ltd. |
13F
|
Company |
—
class O/S missing
|
212,988
|
$2,981,832 | — | 30 Jun 2023 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
212,541
|
$2,975,576 | — | 30 Jun 2023 | |
| Strategic Wealth Partners, Ltd. |
13F
|
Company |
—
class O/S missing
|
193,940
|
$2,715,160 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
191,972
|
$2,687,615 | — | 30 Jun 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
188,317
|
$2,636,436 | — | 30 Jun 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
180,998
|
$2,533,977 | — | 30 Jun 2023 | |
| Golden State Equity Partners |
13F
|
Company |
—
class O/S missing
|
175,048
|
$2,450,675 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
140,287
|
$1,963,958 | — | 30 Jun 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
136,241
|
$1,907,374 | — | 30 Jun 2023 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
121,818
|
$1,705,000 | — | 30 Jun 2023 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
120,938
|
$1,693,132 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
94,374
|
$1,321,236 | — | 30 Jun 2023 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
93,015
|
$1,302,210 | — | 30 Jun 2023 | |
| EXENCIAL WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
83,892
|
$1,174,481 | — | 30 Jun 2023 | |
| C2C Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
76,712
|
$1,058,622 | — | 30 Jun 2023 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
74,452
|
$1,042,328 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
72,155
|
$1,010,174 | — | 30 Jun 2023 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
74,147
|
$979,311 | — | 30 Jun 2023 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
64,251
|
$899,524 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
64,177
|
$898,482 | — | 30 Jun 2023 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
52,772
|
$738,810 | — | 30 Jun 2023 | |
| Consolidated Portfolio Review Corp |
13F
|
Company |
—
class O/S missing
|
51,289
|
$718,044 | — | 30 Jun 2023 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
51,210
|
$716,940 | — | 30 Jun 2023 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
46,728
|
$654,195 | — | 30 Jun 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
46,197
|
$646,758 | — | 30 Jun 2023 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
45,750
|
$640,500 | — | 30 Jun 2023 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
45,289
|
$634,046 | — | 30 Jun 2023 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
44,625
|
$624,747 | — | 30 Jun 2023 | |
| VERUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
44,586
|
$624,205 | — | 30 Jun 2023 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
42,684
|
$597,571 | — | 30 Jun 2023 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2023
As of 30 Sep 2023,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
158 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,633,338 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, PFG Investments, LLC, XML Financial, LLC, COMMONWEALTH EQUITY SERVICES, LLC, Penserra Capital Management LLC, OSAIC HOLDINGS, INC., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Cetera Advisor Networks LLC, and Cambridge Investment Research Advisors, Inc..
This page lists
158
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
149
Q3 2023 holders
158
Holder diff
9
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.