PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q1 2023 13F Holders as of 31 Mar 2023
- Type / Class
- Equity / COM
- Total 13F shares
- 15,057,617
- Share change
- +1,193,748
- Total reported value
- $188,028,310
- Price per share
- $12.47
- Number of holders
- 143
- Value change
- +$15,080,218
- Number of buys
- 62
- Number of sells
- 58
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,468,222
|
$17,633,346 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,010,421
|
$12,135,161 | — | 31 Dec 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
767,712
|
$9,220,000 | — | 31 Dec 2022 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
725,547
|
$8,713,000 | — | 31 Dec 2022 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
552,245
|
$6,632,463 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
530,406
|
$6,371,675 | — | 31 Dec 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
485,707
|
$5,833,348 | — | 31 Dec 2022 | |
| Johnson & White Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
26,120
|
$4,138,000 | — | 31 Dec 2022 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
329,161
|
$3,991,279 | — | 31 Dec 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
312,939
|
$3,758,400 | — | 31 Dec 2022 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
273,917
|
$3,289,740 | — | 31 Dec 2022 | |
| Evergreen Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
255,194
|
$3,013,296 | — | 31 Dec 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
230,157
|
$2,764,000 | — | 31 Dec 2022 | |
| GHE, LLC |
13F
|
Company |
—
class O/S missing
|
210,349
|
$2,493,000 | — | 31 Dec 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
199,783
|
$2,399,000 | — | 31 Dec 2022 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
195,570
|
$2,348,798 | — | 31 Dec 2022 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
191,197
|
$2,296,280 | — | 31 Dec 2022 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
189,300
|
$2,273,493 | — | 31 Dec 2022 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
176,980
|
$2,125,530 | — | 31 Dec 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
174,778
|
$2,099,085 | — | 31 Dec 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
171,241
|
$2,057,000 | — | 31 Dec 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
167,920
|
$2,016,720 | — | 31 Dec 2022 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
167,731
|
$2,014,449 | — | 31 Dec 2022 | |
| CAHILL FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
155,117
|
$1,862,955 | — | 31 Dec 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
152,885
|
$1,836,153 | — | 31 Dec 2022 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
149,000
|
$1,789,490 | — | 31 Dec 2022 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
129,119
|
$1,551,000 | — | 31 Dec 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
125,419
|
$1,506,282 | — | 31 Dec 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
115,755
|
$1,390,218 | — | 31 Dec 2022 | |
| EXENCIAL WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
89,605
|
$1,076,161 | — | 31 Dec 2022 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
87,369
|
$1,038,615 | — | 31 Dec 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
84,376
|
$1,013,000 | — | 31 Dec 2022 | |
| C2C Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
75,171
|
$1,003,423 | — | 31 Dec 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
78,200
|
$939,206 | — | 31 Dec 2022 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
76,580
|
$920,000 | — | 31 Dec 2022 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
76,526
|
$919,077 | — | 31 Dec 2022 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
74,452
|
$894,169 | — | 31 Dec 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
63,478
|
$762,371 | — | 31 Dec 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
63,172
|
$758,692 | — | 31 Dec 2022 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
61,220
|
$735,252 | — | 31 Dec 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
62,206
|
$695,131 | — | 31 Dec 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
54,352
|
$652,771 | — | 31 Dec 2022 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
51,210
|
$615,032 | — | 31 Dec 2022 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
50,170
|
$602,542 | — | 31 Dec 2022 | |
| Elequin Capital, LP |
13F
|
Company |
—
class O/S missing
|
46,866
|
$562,861 | — | 31 Dec 2022 | |
| VERUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
46,502
|
$558,484 | — | 31 Dec 2022 | |
| MONEY CONCEPTS CAPITAL CORP |
13F
|
Company |
—
class O/S missing
|
45,587
|
$547,499 | — | 31 Dec 2022 | |
| Certified Advisory Corp |
13F
|
Company |
—
class O/S missing
|
45,377
|
$544,974 | — | 31 Dec 2022 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
45,213
|
$543,018 | — | 31 Dec 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
45,197
|
$542,816 | — | 31 Dec 2022 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2023
As of 31 Mar 2023,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
143 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,057,617 shares.
The largest 10 holders included
MORGAN STANLEY, PFG Investments, LLC, LPL Financial LLC, XML Financial, LLC, COMMONWEALTH EQUITY SERVICES, LLC, Penserra Capital Management LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, ADVISOR GROUP HOLDINGS, INC., CONCOURSE FINANCIAL GROUP SECURITIES, INC., and Cetera Advisor Networks LLC.
This page lists
143
institutional shareholders reporting positions in this security
for the Q1 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
151
Q1 2023 holders
143
Holder diff
-8
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.