PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / COM
- Total 13F shares
- 12,258,077
- Share change
- +1,700,566
- Total reported value
- $147,292,601
- Price per share
- $12.01
- Number of holders
- 151
- Value change
- +$20,448,393
- Number of buys
- 74
- Number of sells
- 51
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,348,830
|
$15,849,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
962,852
|
$11,314,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
749,576
|
$8,807,000 | — | 30 Sep 2022 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
654,901
|
$7,695,000 | — | 30 Sep 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
502,602
|
$5,905,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
497,855
|
$5,849,000 | — | 30 Sep 2022 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
327,393
|
$3,886,000 | — | 30 Sep 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
272,132
|
$3,198,000 | — | 30 Sep 2022 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
227,934
|
$2,678,000 | — | 30 Sep 2022 | |
| GHE, LLC |
13F
|
Company |
—
class O/S missing
|
210,349
|
$2,491,000 | — | 30 Sep 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
209,368
|
$2,460,000 | — | 30 Sep 2022 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
207,980
|
$2,444,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
194,463
|
$2,285,000 | — | 30 Sep 2022 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
179,767
|
$2,112,000 | — | 30 Sep 2022 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
161,587
|
$2,062,000 | — | 30 Sep 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
166,145
|
$1,952,000 | — | 30 Sep 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
148,266
|
$1,743,000 | — | 30 Sep 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
143,416
|
$1,685,000 | — | 30 Sep 2022 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
132,390
|
$1,556,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
125,542
|
$1,476,000 | — | 30 Sep 2022 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
124,008
|
$1,457,000 | — | 30 Sep 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
105,922
|
$1,245,000 | — | 30 Sep 2022 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
99,070
|
$1,164,000 | — | 30 Sep 2022 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
96,585
|
$1,135,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
93,917
|
$1,104,000 | — | 30 Sep 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
90,530
|
$1,064,000 | — | 30 Sep 2022 | |
| C2C Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
76,151
|
$972,000 | — | 30 Sep 2022 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
78,020
|
$916,735 | — | 30 Sep 2022 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
72,830
|
$856,000 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
71,158
|
$836,000 | — | 30 Sep 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
65,610
|
$771,000 | — | 30 Sep 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
62,920
|
$739,000 | — | 30 Sep 2022 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
61,712
|
$725,000 | — | 30 Sep 2022 | |
| Certified Advisory Corp |
13F
|
Company |
—
class O/S missing
|
60,210
|
$707,000 | — | 30 Sep 2022 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
59,604
|
$700,000 | — | 30 Sep 2022 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
58,447
|
$687,000 | — | 30 Sep 2022 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
56,025
|
$664,833 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
55,376
|
$651,000 | — | 30 Sep 2022 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
54,441
|
$640,000 | — | 30 Sep 2022 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
51,210
|
$602,000 | — | 30 Sep 2022 | |
| EXENCIAL WEALTH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
50,194
|
$590,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
49,154
|
$577,000 | — | 30 Sep 2022 | |
| VERUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
48,104
|
$565,000 | — | 30 Sep 2022 | |
| HB Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
47,823
|
$562,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
46,497
|
$548,000 | — | 30 Sep 2022 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
40,585
|
$477,000 | — | 30 Sep 2022 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
35,829
|
$421,000 | — | 30 Sep 2022 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
35,750
|
$420,000 | — | 30 Sep 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
35,064
|
$412,000 | — | 30 Sep 2022 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
31,944
|
$375,000 | — | 30 Sep 2022 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q4 2022
As of 31 Dec 2022,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
151 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,258,077 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, COMMONWEALTH EQUITY SERVICES, LLC, Penserra Capital Management LLC, XML Financial, LLC, ADVISOR GROUP HOLDINGS, INC., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, CONCOURSE FINANCIAL GROUP SECURITIES, INC., Cetera Advisor Networks LLC, and Cornerstone Advisory, LLC.
This page lists
151
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
134
Q4 2022 holders
151
Holder diff
17
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.