PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 9,890,955
- Share change
- -427,091
- Total reported value
- $163,625,791
- Price per share
- $16.54
- Number of holders
- 141
- Value change
- -$7,794,876
- Number of buys
- 61
- Number of sells
- 54
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,226,155
|
$22,426,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,217,464
|
$22,267,000 | — | 30 Sep 2021 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
754,337
|
$13,796,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
684,528
|
$12,520,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
601,064
|
$10,993,000 | — | 30 Sep 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
440,899
|
$8,064,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
434,667
|
$7,950,000 | — | 30 Sep 2021 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
351,586
|
$6,431,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
332,519
|
$6,082,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
312,703
|
$5,719,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
206,086
|
$3,769,000 | — | 30 Sep 2021 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
202,950
|
$3,712,000 | — | 30 Sep 2021 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
167,551
|
$3,065,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
139,713
|
$2,555,000 | — | 30 Sep 2021 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
136,983
|
$2,505,000 | — | 30 Sep 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
123,717
|
$2,263,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
104,348
|
$1,909,000 | — | 30 Sep 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
98,000
|
$1,792,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
95,982
|
$1,756,000 | — | 30 Sep 2021 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
95,310
|
$1,743,220 | — | 30 Sep 2021 | |
| Terra Nova Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
95,184
|
$1,741,000 | — | 30 Sep 2021 | |
| Certified Advisory Corp |
13F
|
Company |
—
class O/S missing
|
95,016
|
$1,738,000 | — | 30 Sep 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
91,389
|
$1,672,000 | — | 30 Sep 2021 | |
| Focus Financial Network, Inc. |
13F
|
Company |
—
class O/S missing
|
86,007
|
$1,582,771 | — | 30 Sep 2021 | |
| Spire Wealth Management |
13F
|
Company |
—
class O/S missing
|
84,824
|
$1,551,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
80,609
|
$1,474,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
74,894
|
$1,370,000 | — | 30 Sep 2021 | |
| Ascendant Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
73,000
|
$1,335,000 | — | 30 Sep 2021 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
—
class O/S missing
|
69,763
|
$1,276,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
67,786
|
$1,239,000 | — | 30 Sep 2021 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
64,787
|
$1,185,000 | — | 30 Sep 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
63,443
|
$1,160,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
63,043
|
$1,153,000 | — | 30 Sep 2021 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
59,350
|
$1,086,000 | — | 30 Sep 2021 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
57,788
|
$1,057,000 | — | 30 Sep 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
53,398
|
$965,000 | — | 30 Sep 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
52,349
|
$957,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
51,967
|
$951,000 | — | 30 Sep 2021 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
47,221
|
$864,000 | — | 30 Sep 2021 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
47,087
|
$861,000 | — | 30 Sep 2021 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
44,441
|
$813,000 | — | 30 Sep 2021 | |
| HCR Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
39,398
|
$721,000 | — | 30 Sep 2021 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
38,992
|
$713,000 | — | 30 Sep 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
38,576
|
$706,000 | — | 30 Sep 2021 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
37,810
|
$692,000 | — | 30 Sep 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
36,632
|
$670,000 | — | 30 Sep 2021 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
36,214
|
$662,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
—
class O/S missing
|
32,417
|
$593,000 | — | 30 Sep 2021 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
31,709
|
$580,000 | — | 30 Sep 2021 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
27,800
|
$508,000 | — | 30 Sep 2021 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q4 2021
As of 31 Dec 2021,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
141 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,890,955 shares.
The largest 10 holders included
LPL Financial LLC, MORGAN STANLEY, Penserra Capital Management LLC, COMMONWEALTH EQUITY SERVICES, LLC, BANK OF AMERICA CORP /DE/, ADVISOR GROUP HOLDINGS, INC., Cetera Advisor Networks LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Beacon Pointe Advisors, LLC, and MML INVESTORS SERVICES, LLC.
This page lists
141
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
132
Q4 2021 holders
141
Holder diff
9
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.