PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 10,222,240
- Share change
- +1,454,584
- Total reported value
- $186,974,797
- Price per share
- $18.29
- Number of holders
- 132
- Value change
- +$26,254,809
- Number of buys
- 72
- Number of sells
- 38
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,155,673
|
$22,871,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,083,341
|
$21,439,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
659,195
|
$13,045,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
589,601
|
$11,668,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
488,202
|
$9,662,000 | — | 30 Jun 2021 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
446,904
|
$8,844,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
318,437
|
$6,302,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
290,843
|
$5,756,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
203,439
|
$4,026,000 | — | 30 Jun 2021 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
167,551
|
$3,316,000 | — | 30 Jun 2021 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
151,882
|
$3,006,000 | — | 30 Jun 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
150,922
|
$2,987,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
138,017
|
$2,731,000 | — | 30 Jun 2021 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
119,190
|
$2,359,000 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
108,697
|
$2,151,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
105,939
|
$2,097,000 | — | 30 Jun 2021 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
105,357
|
$2,085,000 | — | 30 Jun 2021 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
95,665
|
$1,893,210 | — | 30 Jun 2021 | |
| Spire Wealth Management |
13F
|
Company |
—
class O/S missing
|
93,359
|
$1,848,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
86,647
|
$1,715,000 | — | 30 Jun 2021 | |
| Focus Financial Network, Inc. |
13F
|
Company |
—
class O/S missing
|
73,893
|
$1,471,944 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
70,148
|
$1,388,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
68,344
|
$1,353,000 | — | 30 Jun 2021 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
—
class O/S missing
|
67,787
|
$1,342,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
67,786
|
$1,341,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
67,158
|
$1,329,000 | — | 30 Jun 2021 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
65,034
|
$1,287,000 | — | 30 Jun 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
63,313
|
$1,253,000 | — | 30 Jun 2021 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
59,468
|
$1,177,000 | — | 30 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
58,261
|
$1,154,000 | — | 30 Jun 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
57,162
|
$1,131,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
56,566
|
$1,119,000 | — | 30 Jun 2021 | |
| Ascendant Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
55,000
|
$1,088,000 | — | 30 Jun 2021 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
54,915
|
$1,087,000 | — | 30 Jun 2021 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
52,207
|
$1,033,000 | — | 30 Jun 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
51,537
|
$1,020,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
50,114
|
$992,000 | — | 30 Jun 2021 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
44,096
|
$873,000 | — | 30 Jun 2021 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
41,185
|
$815,000 | — | 30 Jun 2021 | |
| HCR Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
38,481
|
$762,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
38,094
|
$754,000 | — | 30 Jun 2021 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
36,214
|
$717,000 | — | 30 Jun 2021 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
35,502
|
$702,000 | — | 30 Jun 2021 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
30,799
|
$610,000 | — | 30 Jun 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
—
class O/S missing
|
30,230
|
$598,000 | — | 30 Jun 2021 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
29,774
|
$589,000 | — | 30 Jun 2021 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
—
class O/S missing
|
29,450
|
$583,000 | — | 30 Jun 2021 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
27,800
|
$550,000 | — | 30 Jun 2021 | |
| Grey Ledge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,570
|
$546,000 | — | 30 Jun 2021 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
25,810
|
$510,000 | — | 30 Jun 2021 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2021
As of 30 Sep 2021,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
132 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,222,240 shares.
The largest 10 holders included
LPL Financial LLC, MORGAN STANLEY, Penserra Capital Management LLC, COMMONWEALTH EQUITY SERVICES, LLC, BANK OF AMERICA CORP /DE/, Cetera Advisor Networks LLC, ADVISOR GROUP HOLDINGS, INC., Beacon Pointe Advisors, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and Kestra Advisory Services, LLC.
This page lists
132
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
124
Q3 2021 holders
132
Holder diff
8
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.