PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 8,746,675
- Share change
- -32,317
- Total reported value
- $159,758,508
- Price per share
- $18.27
- Number of holders
- 121
- Value change
- -$545,193
- Number of buys
- 60
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,244,512
|
$22,214,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,013,873
|
$18,098,000 | — | 31 Dec 2020 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
585,320
|
$10,453,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
577,167
|
$10,302,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
541,972
|
$9,674,000 | — | 31 Dec 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
414,843
|
$7,405,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
385,653
|
$6,883,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
352,354
|
$6,290,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
265,146
|
$4,722,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
254,888
|
$4,550,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
208,470
|
$3,721,000 | — | 31 Dec 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
207,988
|
$3,713,000 | — | 31 Dec 2020 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
161,973
|
$2,891,218 | — | 31 Dec 2020 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
141,496
|
$2,526,000 | — | 31 Dec 2020 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
117,678
|
$2,101,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
98,110
|
$1,751,000 | — | 31 Dec 2020 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
91,032
|
$1,625,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
85,118
|
$1,519,000 | — | 31 Dec 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
81,282
|
$1,451,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
79,846
|
$1,425,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
71,492
|
$1,276,000 | — | 31 Dec 2020 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
68,972
|
$1,231,000 | — | 31 Dec 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
65,342
|
$1,166,000 | — | 31 Dec 2020 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
64,906
|
$1,159,000 | — | 31 Dec 2020 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
—
class O/S missing
|
62,893
|
$1,123,000 | — | 31 Dec 2020 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
59,468
|
$1,062,000 | — | 31 Dec 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
57,123
|
$1,019,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
54,909
|
$980,000 | — | 31 Dec 2020 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
54,691
|
$976,000 | — | 31 Dec 2020 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
53,090
|
$948,000 | — | 31 Dec 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
52,754
|
$942,000 | — | 31 Dec 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
52,342
|
$934,000 | — | 31 Dec 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
50,499
|
$901,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
49,057
|
$876,000 | — | 31 Dec 2020 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
39,913
|
$712,000 | — | 31 Dec 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
39,726
|
$709,000 | — | 31 Dec 2020 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
36,214
|
$646,000 | — | 31 Dec 2020 | |
| HCR Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
33,923
|
$606,000 | — | 31 Dec 2020 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
33,212
|
$593,000 | — | 31 Dec 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
32,750
|
$585,000 | — | 31 Dec 2020 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
30,890
|
$551,000 | — | 31 Dec 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
26,954
|
$481,000 | — | 31 Dec 2020 | |
| Ascendant Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
26,000
|
$464,000 | — | 31 Dec 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
25,810
|
$460,000 | — | 31 Dec 2020 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
24,827
|
$444,000 | — | 31 Dec 2020 | |
| Cooper Financial Group |
13F
|
Company |
—
class O/S missing
|
24,796
|
$443,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
23,779
|
$425,000 | — | 31 Dec 2020 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
22,047
|
$394,000 | — | 31 Dec 2020 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
21,143
|
$377,000 | — | 31 Dec 2020 | |
| GILL CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
20,555
|
$366,000 | — | 31 Dec 2020 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2021
As of 31 Mar 2021,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
121 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,746,675 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, COMMONWEALTH EQUITY SERVICES, LLC, BANK OF AMERICA CORP /DE/, Beacon Pointe Advisors, LLC, ADVISOR GROUP HOLDINGS, INC., Cetera Advisor Networks LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Creative Planning, and UBS Group AG.
This page lists
121
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
113
Q1 2021 holders
121
Holder diff
8
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.