PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 8,633,126
- Share change
- +860,000
- Total reported value
- $154,090,866
- Price per share
- $17.85
- Number of holders
- 113
- Value change
- +$15,740,792
- Number of buys
- 57
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
987,717
|
$15,932,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
892,997
|
$14,404,000 | — | 30 Sep 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
533,126
|
$8,599,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
526,828
|
$8,497,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
481,558
|
$7,767,000 | — | 30 Sep 2020 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
455,756
|
$7,351,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
405,103
|
$6,532,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
365,486
|
$5,895,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
203,662
|
$3,285,000 | — | 30 Sep 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
195,696
|
$3,157,000 | — | 30 Sep 2020 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
152,031
|
$2,452,000 | — | 30 Sep 2020 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
136,190
|
$2,196,745 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
130,330
|
$2,102,000 | — | 30 Sep 2020 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
124,888
|
$2,020,000 | — | 30 Sep 2020 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
117,877
|
$1,901,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
100,686
|
$1,624,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
73,804
|
$1,190,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
71,984
|
$1,161,000 | — | 30 Sep 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
69,889
|
$1,127,000 | — | 30 Sep 2020 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
—
class O/S missing
|
68,048
|
$1,098,000 | — | 30 Sep 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
65,203
|
$1,052,000 | — | 30 Sep 2020 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
64,572
|
$1,042,000 | — | 30 Sep 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
59,176
|
$955,000 | — | 30 Sep 2020 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
58,768
|
$948,000 | — | 30 Sep 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
55,833
|
$900,000 | — | 30 Sep 2020 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
54,519
|
$879,000 | — | 30 Sep 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
52,287
|
$843,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
47,403
|
$765,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
46,632
|
$752,000 | — | 30 Sep 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
45,907
|
$740,000 | — | 30 Sep 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
44,997
|
$726,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
44,880
|
$724,000 | — | 30 Sep 2020 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
44,170
|
$712,000 | — | 30 Sep 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
40,703
|
$657,000 | — | 30 Sep 2020 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
39,904
|
$644,000 | — | 30 Sep 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
37,236
|
$601,000 | — | 30 Sep 2020 | |
| Cooper Financial Group |
13F
|
Company |
—
class O/S missing
|
37,055
|
$598,000 | — | 30 Sep 2020 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
36,214
|
$584,000 | — | 30 Sep 2020 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
32,812
|
$529,000 | — | 30 Sep 2020 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
30,250
|
$488,000 | — | 30 Sep 2020 | |
| HCR Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
30,014
|
$485,000 | — | 30 Sep 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
29,517
|
$476,000 | — | 30 Sep 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
27,350
|
$462,000 | — | 30 Sep 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
26,914
|
$434,000 | — | 30 Sep 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
25,810
|
$416,000 | — | 30 Sep 2020 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
24,568
|
$396,000 | — | 30 Sep 2020 | |
| TFG Advisers LLC |
13F
|
Company |
—
class O/S missing
|
23,229
|
$374,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
21,778
|
$351,000 | — | 30 Sep 2020 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
21,242
|
$343,000 | — | 30 Sep 2020 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
20,943
|
$338,000 | — | 30 Sep 2020 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q4 2020
As of 31 Dec 2020,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
113 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,633,126 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, Beacon Pointe Advisors, LLC, COMMONWEALTH EQUITY SERVICES, LLC, BANK OF AMERICA CORP /DE/, Cetera Advisor Networks LLC, ADVISOR GROUP HOLDINGS, INC., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Kestra Advisory Services, LLC, and Raymond James Financial Services Advisors, Inc..
This page lists
113
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
105
Q4 2020 holders
113
Holder diff
8
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.