PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 7,618,090
- Share change
- -273,563
- Total reported value
- $122,903,708
- Price per share
- $16.13
- Number of holders
- 105
- Value change
- -$4,224,785
- Number of buys
- 54
- Number of sells
- 38
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,261,676
|
$19,569,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
941,270
|
$14,599,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
518,775
|
$8,046,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
495,316
|
$7,682,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
464,414
|
$7,203,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
463,691
|
$7,189,000 | — | 30 Jun 2020 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
412,144
|
$6,395,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
304,498
|
$4,723,000 | — | 30 Jun 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
205,161
|
$3,182,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
186,096
|
$2,887,000 | — | 30 Jun 2020 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
181,957
|
$2,822,153 | — | 30 Jun 2020 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
135,930
|
$2,108,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
130,643
|
$2,026,000 | — | 30 Jun 2020 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
112,479
|
$1,745,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
101,396
|
$1,573,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
86,107
|
$1,335,000 | — | 30 Jun 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
79,982
|
$1,241,000 | — | 30 Jun 2020 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
79,923
|
$1,240,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
76,645
|
$1,189,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
72,130
|
$1,119,000 | — | 30 Jun 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
70,329
|
$1,091,000 | — | 30 Jun 2020 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
—
class O/S missing
|
68,018
|
$1,055,000 | — | 30 Jun 2020 | |
| Simplicity Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
61,968
|
$961,000 | — | 30 Jun 2020 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
61,569
|
$955,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
59,564
|
$924,000 | — | 30 Jun 2020 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
58,918
|
$914,000 | — | 30 Jun 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
56,807
|
$882,000 | — | 30 Jun 2020 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
54,343
|
$843,000 | — | 30 Jun 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
52,412
|
$813,000 | — | 30 Jun 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
47,925
|
$743,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
46,929
|
$728,000 | — | 30 Jun 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
43,946
|
$682,000 | — | 30 Jun 2020 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
39,721
|
$616,000 | — | 30 Jun 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
38,010
|
$590,000 | — | 30 Jun 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
36,252
|
$562,000 | — | 30 Jun 2020 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
36,244
|
$562,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
36,144
|
$561,000 | — | 30 Jun 2020 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
35,774
|
$555,000 | — | 30 Jun 2020 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
33,262
|
$516,000 | — | 30 Jun 2020 | |
| Cooper Financial Group |
13F
|
Company |
—
class O/S missing
|
32,806
|
$509,000 | — | 30 Jun 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
30,447
|
$472,000 | — | 30 Jun 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
30,078
|
$467,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
28,960
|
$449,000 | — | 30 Jun 2020 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
27,550
|
$427,000 | — | 30 Jun 2020 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
26,952
|
$418,000 | — | 30 Jun 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
25,810
|
$400,000 | — | 30 Jun 2020 | |
| TFG Advisers LLC |
13F
|
Company |
—
class O/S missing
|
22,085
|
$342,000 | — | 30 Jun 2020 | |
| Mariner, LLC |
13F
|
Company |
—
class O/S missing
|
21,991
|
$341,000 | — | 30 Jun 2020 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
21,853
|
$339,000 | — | 30 Jun 2020 | |
| HCR Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
21,894
|
$338,000 | — | 30 Jun 2020 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2020
As of 30 Sep 2020,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
105 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,618,090 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, Cetera Advisor Networks LLC, COMMONWEALTH EQUITY SERVICES, LLC, BANK OF AMERICA CORP /DE/, Beacon Pointe Advisors, LLC, ADVISOR GROUP HOLDINGS, INC., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, UBS Group AG, and Creative Planning.
This page lists
105
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
97
Q3 2020 holders
105
Holder diff
8
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.