Security key
72200Y102
PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI)
CUSIP: 72200Y102
Q4 2016 13F Holders as of 31 Dec 2016
- Security type / class
- Equity / Common Shares, no par value
- Total 13F shares
- 375,774
- Total 13F value
- $4,503,000
- Share change
- -52,223
- SEC-reported price per share
- $11.99
- Number of holders
- 9
- Value change
- -$671,836
- Number of buys
- 3
- Number of sells
- 5
- Shares outstanding
- 23,882,612
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2016
Institutions
9
Top holders
9
PNI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
PIMCO NEW YORK MUNICIPAL INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72200Y102
Recent filing periods:
Ownership snapshot
Top reported holders of PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
GUGGENHEIM CAPITAL LLC
Disclosed value leader
GUGGENHEIM CAPITAL LLC
Comparable rows
13/13
Latest evidence
30 Sep 2016
13F
Lead comparable stake: 1.4%
Showing 1-6 of 13 holder rows.
Quick read
GUGGENHEIM CAPITAL LLC leads the comparable SEC ownership view at 1.4%.
13 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens GUGGENHEIM CAPITAL LLC's linked filing trail.
Comparable ownership
Top 5
GUGGENHEIM CAPITAL LLC
1.4%
MORGAN STANLEY
0.09%
Laurion Capital Management LP
0.06%
Virtu KCG Holdings LLC
0.04%
WELLS FARGO & COMPANY/MN
0.04%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 13 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
1.4%
|
$4,570,000
340,317 shares
|
— | 30 Sep 2016 |
| MORGAN STANLEY |
13F
Company
|
0.09%
|
$287,000
21,347 shares
|
— | 30 Sep 2016 |
| Laurion Capital Management LP |
13F
Company
|
0.06%
|
$206,000
15,311 shares
|
— | 30 Sep 2016 |
| Virtu KCG Holdings LLC |
13F
Company
|
0.04%
|
$136,000
10,105 shares
|
— | 30 Sep 2016 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.04%
|
$131,000
9,780 shares
|
— | 30 Sep 2016 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.03%
|
$107,000
8,000 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
375,774
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
13
Q4 2016 holders
9
Holder diff
-4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend