PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI)

Q: What does CUSIP 72200Y102 represent in this 13F holders report?

CUSIP 72200Y102 is the security identifier for PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value used to aggregate holder disclosures.

Q: How many institutions held PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value in Q4 2015?

11 institutional investors reported PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value for Q4 2015. Use the holders table for investor-level position and value details.

CUSIP: 72200Y102

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class: Equity / Common Shares, no par value
Shares outstanding: 23,882,612
Total 13F shares: 392,052
Share change: +50,763
Total reported value: $4,844,000
Price per share: $12.35
Number of holders: 11
Value change: +$629,547
Number of buys: 5
Number of sells: 3

Security key

72200Y102

Report period

Q4 2015

Institutions

Top holders

PNI full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2016 Previous quarter: Q3 2015 PIMCO NEW YORK MUNICIPAL INCOME FUND II SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 72200Y102

Newer quarter: Q1 2016 Previous quarter: Q3 2015

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

GUGGENHEIM CAPITAL LLC

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2015

13F Lead comparable stake: 1.1% Showing first 8 of 9 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
GUGGENHEIM CAPITAL LLC	13F Company 13F	1.1%	$3,017,000 253,665 shares	—	30 Sep 2015
MORGAN STANLEY	13F Company 13F	0.09%	$267,000 22,490 shares	—	30 Sep 2015
ROYAL BANK OF CANADA	13F Company 13F	0.05%	$136,000 11,400 shares	—	30 Sep 2015
BANK OF AMERICA CORP /DE/	13F Company 13F	0.04%	$109,000 9,124 shares	—	30 Sep 2015
WELLS FARGO & COMPANY/MN	13F Company 13F	0.04%	$104,000 8,781 shares	—	30 Sep 2015
CITIGROUP INC	13F Company 13F	0.03%	$83,000 7,000 shares	—	30 Sep 2015
UBS Group AG	13F Company 13F	0.02%	$68,000 5,745 shares	—	30 Sep 2015
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	0%	$12,000 1,000 shares	—	30 Sep 2015

Show 1 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Tower Research Capital LLC (TRC)	13F Company 13F	0%	$2,000 200 shares	—	30 Sep 2015

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2015

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

392,052

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2015 vs Q3 2015 Across Filers

Q3 2015 holders

Q4 2015 holders

Holder diff

Investor	Q3 2015 Shares	Q4 2015 Shares	Share Diff	Share Chg %	Q3 2015 value	Q4 2015 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend