Security key
72200Y102
PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI)
CUSIP: 72200Y102
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 23,882,612
- Total 13F shares
- 245,109
- Share change
- +39,507
- Total reported value
- $2,774,000
- Price per share
- $11.31
- Number of holders
- 11
- Value change
- +$447,314
- Number of buys
- 7
- Number of sells
- 1
Report period
Q3 2014
Institutions
11
Top holders
10
PNI full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
PIMCO NEW YORK MUNICIPAL INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72200Y102
Recent filing periods:
Top shareholders of PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.65%
|
154,325
|
$1,782,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
19,182
|
$222,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
8,567
|
$99,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
8,000
|
$92,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
5,223
|
$60,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
5,000
|
$58,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.01%
|
2,855
|
$33,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,051
|
$24,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0%
|
399
|
$4,608 | — | 30 Jun 2014 |
Institutional Holders of PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI) as of Q3 2014
As of 30 Sep 2014,
PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI) was held by
11 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
245,109 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, KCG Holdings, Inc., ROYAL BANK OF CANADA, UBS AG, WELLS FARGO & COMPANY/MN, CITIGROUP INC, LADENBURG THALMANN FINANCIAL SERVICES INC, and Ground Swell Capital, LLC.
This page lists
11
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
9
Q3 2014 holders
11
Holder diff
2
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.