Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q4 2023 13F Holders as of 31 Dec 2023
- Security type / class
- Equity / COM
- Total 13F shares
- 12,285,026
- Total 13F value
- $148,768,174
- Share change
- -681,646
- Put/Call ratio
- 20%
- SEC-reported price per share
- $12.10
- Number of holders
- 100
- Value change
- -$6,975,335
- Number of buys
- 36
- Number of sells
- 60
Open additional details 1 more signal available
Report period
Q4 2023
Institutions
100
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
30 Sep 2023
13F
Highest disclosed value: $33,341,439
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $33.34M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sound Income Strategies, LLC's linked filing trail.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$33.34M
Altshuler Shaham Ltd
$18.47M
TWO SIGMA INVESTMENTS, LP
$10.17M
VAN ECK ASSOCIATES CORP
$9.74M
TWO SIGMA ADVISERS, LP
$8.18M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$33,341,439
3,127,715 shares
|
— | 30 Sep 2023 |
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$18,468,126
1,730,086 shares
|
— | 30 Sep 2023 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$10,174,895
954,493 shares
|
— | 30 Sep 2023 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$9,743,000
913,933 shares
|
— | 30 Sep 2023 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$8,184,482
767,775 shares
|
— | 30 Sep 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$3,872,039
363,230 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
100
Shares
12,285,026
Rows available
100
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
110
Q4 2023 holders
100
Holder diff
-10
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 value | Q4 2023 value | Value change | Value Chg % |
|---|