Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2021 13F Holders as of 30 Jun 2021
- Security type / class
- Equity / COM
- Total 13F shares
- 9,896,839
- Total 13F value
- $126,168,462
- Share change
- -498,226
- Put/Call ratio
- 39%
- SEC-reported price per share
- $12.72
- Number of holders
- 75
- Value change
- -$5,844,307
- Number of buys
- 26
- Number of sells
- 37
Show 1 more signal
Report period
Q2 2021
Institutions
75
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2021
Previous quarter: Q1 2021
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
31 Mar 2021
13F
Highest disclosed value: $28,794,006
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $28.79M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$28.79M
Altshuler Shaham Ltd
$22.78M
VAN ECK ASSOCIATES CORP
$8.18M
PIN OAK INVESTMENT ADVISORS INC
$4.14M
TWO SIGMA ADVISERS, LP
$4.1M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$28,794,006
2,423,738 shares
|
— | 31 Mar 2021 |
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$22,783,000
1,891,245 shares
|
— | 31 Mar 2021 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$8,176,000
688,177 shares
|
— | 31 Mar 2021 |
| PIN OAK INVESTMENT ADVISORS INC |
13F
Company
|
—
class O/S missing
|
$4,137,000
348,236 shares
|
— | 31 Mar 2021 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$4,097,000
344,875 shares
|
— | 31 Mar 2021 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$3,620,000
304,730 shares
|
— | 31 Mar 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
75
Shares
9,896,839
Rows available
75
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
79
Q2 2021 holders
75
Holder diff
-4
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q2 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend