PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 9,896,839
- Share change
- -498,226
- Total reported value
- $126,168,462
- Put/Call ratio
- 39%
- Price per share
- $12.72
- Number of holders
- 75
- Value change
- -$5,844,307
- Number of buys
- 26
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 70806A106:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,423,738
|
$28,794,006 | — | 31 Mar 2021 | |
| Altshuler Shaham Ltd |
13F
|
Company |
—
class O/S missing
|
1,891,245
|
$22,783,000 | — | 31 Mar 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
688,177
|
$8,176,000 | — | 31 Mar 2021 | |
| PIN OAK INVESTMENT ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
348,236
|
$4,137,000 | — | 31 Mar 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
344,875
|
$4,097,000 | — | 31 Mar 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
304,730
|
$3,620,000 | — | 31 Mar 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
301,602
|
$3,612,000 | — | 31 Mar 2021 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
294,443
|
$3,498,000 | — | 31 Mar 2021 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
270,076
|
$3,214,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
267,847
|
$3,182,000 | — | 31 Mar 2021 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
230,801
|
$2,742,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
218,685
|
$2,599,000 | — | 31 Mar 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
210,721
|
$2,503,000 | — | 31 Mar 2021 | |
| PFG Advisors |
13F
|
Company |
—
class O/S missing
|
163,643
|
$1,944,000 | — | 31 Mar 2021 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
151,689
|
$1,802,000 | — | 31 Mar 2021 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
151,689
|
$1,802,000 | — | 31 Mar 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
147,859
|
$1,757,000 | — | 31 Mar 2021 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
138,405
|
$1,644,000 | — | 31 Mar 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
130,989
|
$1,556,000 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
122,312
|
$1,454,000 | — | 31 Mar 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
107,871
|
$1,282,000 | — | 31 Mar 2021 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
94,283
|
$1,120,000 | — | 31 Mar 2021 | |
| ROOSEVELT INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
85,372
|
$1,014,000 | — | 31 Mar 2021 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
81,062
|
$963,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
80,608
|
$958,000 | — | 31 Mar 2021 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
78,700
|
$935,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
75,715
|
$899,000 | — | 31 Mar 2021 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
63,552
|
$755,000 | — | 31 Mar 2021 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
59,566
|
$708,000 | — | 31 Mar 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
50,236
|
$597,000 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
53,000
|
$594,000 | — | 31 Mar 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
46,711
|
$555,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
43,242
|
$514,000 | — | 31 Mar 2021 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
42,591
|
$506,000 | — | 31 Mar 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
41,554
|
$494,000 | — | 31 Mar 2021 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
38,902
|
$462,000 | — | 31 Mar 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,323
|
$455,000 | — | 31 Mar 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
38,051
|
$452,000 | — | 31 Mar 2021 | |
| TOWNSQUARE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
36,003
|
$428,000 | — | 31 Mar 2021 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
34,896
|
$415,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
—
class O/S missing
|
34,800
|
$413,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
33,452
|
$397,000 | — | 31 Mar 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
31,547
|
$375,000 | — | 31 Mar 2021 | |
| Teamwork Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,088
|
$274,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
22,488
|
$267,000 | — | 31 Mar 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
20,033
|
$238,000 | — | 31 Mar 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
19,825
|
$236,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
18,183
|
$216,000 | — | 31 Mar 2021 | |
| Garner Asset Management Corp |
13F
|
Company |
—
class O/S missing
|
17,556
|
$209,000 | — | 31 Mar 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
16,074
|
$191,000 | — | 31 Mar 2021 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q2 2021
As of 30 Jun 2021,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
75 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,896,839 shares.
The largest 10 holders included
Sound Income Strategies, LLC, Altshuler Shaham Ltd, VAN ECK ASSOCIATES CORP, TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, PIN OAK INVESTMENT ADVISORS INC, FIRST REPUBLIC INVESTMENT MANAGEMENT, INC., OSAIC HOLDINGS, INC., Relative Value Partners Group, LLC, and Legal & General Group Plc.
This page lists
75
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
79
Q2 2021 holders
75
Holder diff
-4
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.