PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q1 2021 13F Holders as of 31 Mar 2021

Security identity
Security type / class
Equity / COM
Holder snapshot
Total 13F shares
10,395,119
Share change
+1,144,965
Total reported value
$123,818,126
Put/Call ratio
11%
Reported price per share
$11.88
Number of holders
79
Value change
+$14,444,032
Number of buys
25
Number of sells
46

Security key

70806A106

Report period

Q1 2021

Institutions

79

Top holders

10

PFLT full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2021 Previous quarter: Q4 2020 PennantPark Floating Rate Capital Ltd. SEC filings PennantPark Floating Rate Capital Ltd. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Sound Income Strategies, LLC
13D/G signal
—
Evidence rows
15
Latest as of
31 Dec 2020
13F Highest disclosed value: $23,796,000 Showing 1-6 of 15 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
Sound Income Strategies, LLC
13F
Company
13F
—
class O/S missing
$23,796,000
2,259,858 shares
 — 31 Dec 2020
VAN ECK ASSOCIATES CORP
13F
Company
13F
—
class O/S missing
$6,168,000
585,720 shares
 — 31 Dec 2020
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F
Company
13F
—
class O/S missing
$4,681,000
444,515 shares
 — 31 Dec 2020
Pacific Ridge Capital Partners, LLC
13F
Company
13F
—
class O/S missing
$3,862,000
366,787 shares
 — 31 Dec 2020
PIN OAK INVESTMENT ADVISORS INC
13F
Company
13F
—
class O/S missing
$3,706,000
351,951 shares
 — 31 Dec 2020
MORGAN STANLEY
13F
Company
13F
—
class O/S missing
$3,529,000
335,181 shares
 — 31 Dec 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
79
Shares
10,395,119
Rows available
79
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders
79
Q1 2021 holders
79
Holder diff
0
Investor Q4 2020 Shares Q1 2021 Shares Share Diff Share Chg % Q4 2020 value Q1 2021 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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