PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 10,395,119
- Share change
- +1,144,965
- Total reported value
- $123,818,126
- Put/Call ratio
- 11%
- Price per share
- $11.88
- Number of holders
- 79
- Value change
- +$14,444,032
- Number of buys
- 25
- Number of sells
- 46
Quarterly Holders Quick Answers
What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 70806A106:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,259,858
|
$23,796,000 | — | 31 Dec 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
585,720
|
$6,168,000 | — | 31 Dec 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
444,515
|
$4,681,000 | — | 31 Dec 2020 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
366,787
|
$3,862,000 | — | 31 Dec 2020 | |
| PIN OAK INVESTMENT ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
351,951
|
$3,706,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
335,181
|
$3,529,000 | — | 31 Dec 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
319,706
|
$3,367,000 | — | 31 Dec 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
316,875
|
$3,337,000 | — | 31 Dec 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
303,766
|
$3,226,000 | — | 31 Dec 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
293,749
|
$3,093,000 | — | 31 Dec 2020 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
282,882
|
$2,979,000 | — | 31 Dec 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
276,626
|
$2,910,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
262,754
|
$2,767,000 | — | 31 Dec 2020 | |
| PFG Advisors |
13F
|
Company |
—
class O/S missing
|
166,204
|
$1,750,000 | — | 31 Dec 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
155,822
|
$1,641,000 | — | 31 Dec 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
151,689
|
$1,597,000 | — | 31 Dec 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
151,689
|
$1,594,000 | — | 31 Dec 2020 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
137,134
|
$1,444,000 | — | 31 Dec 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
135,166
|
$1,423,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
122,312
|
$1,288,000 | — | 31 Dec 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
99,399
|
$1,047,000 | — | 31 Dec 2020 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
96,336
|
$1,015,000 | — | 31 Dec 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
85,935
|
$905,000 | — | 31 Dec 2020 | |
| ROOSEVELT INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
85,832
|
$904,000 | — | 31 Dec 2020 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
79,852
|
$841,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
79,667
|
$839,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
75,715
|
$797,000 | — | 31 Dec 2020 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
59,566
|
$627,000 | — | 31 Dec 2020 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
53,819
|
$566,000 | — | 31 Dec 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
46,940
|
$494,000 | — | 31 Dec 2020 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
—
class O/S missing
|
44,800
|
$471,000 | — | 31 Dec 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
44,468
|
$468,000 | — | 31 Dec 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
43,477
|
$458,000 | — | 31 Dec 2020 | |
| TOWNSQUARE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
43,347
|
$456,000 | — | 31 Dec 2020 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
42,424
|
$447,000 | — | 31 Dec 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
40,207
|
$423,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
39,618
|
$417,000 | — | 31 Dec 2020 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
37,165
|
$397,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
37,334
|
$393,000 | — | 31 Dec 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
37,208
|
$392,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
36,541
|
$385,000 | — | 31 Dec 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
33,122
|
$349,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
—
class O/S missing
|
32,880
|
$346,000 | — | 31 Dec 2020 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
32,774
|
$345,000 | — | 31 Dec 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
31,297
|
$330,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
26,500
|
$279,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
23,830
|
$251,000 | — | 31 Dec 2020 | |
| Teamwork Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,152
|
$244,000 | — | 31 Dec 2020 | |
| AIGEN INVESTMENT MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
23,005
|
$242,000 | — | 31 Dec 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
21,972
|
$231,000 | — | 31 Dec 2020 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q1 2021
As of 31 Mar 2021,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
79 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,395,119 shares.
The largest 10 holders included
Sound Income Strategies, LLC, Altshuler Shaham Ltd, VAN ECK ASSOCIATES CORP, PIN OAK INVESTMENT ADVISORS INC, TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, Relative Value Partners Group, LLC, ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, Legal & General Group Plc, and ADVISOR GROUP HOLDINGS, INC..
This page lists
79
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
79
Q1 2021 holders
79
Holder diff
0
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.