Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / COM
- Total 13F shares
- 10,395,119
- Total 13F value
- $123,818,126
- Share change
- +1,144,965
- Put/Call ratio
- 11%
- SEC-reported price per share
- $11.88
- Number of holders
- 79
- Value change
- +$14,444,032
- Number of buys
- 25
- Number of sells
- 46
Open additional details 1 more signal available
Report period
Q1 2021
Institutions
79
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $23,796,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $23.8M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sound Income Strategies, LLC's linked filing trail.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$23.8M
VAN ECK ASSOCIATES CORP
$6.17M
ARROWSTREET CAPITAL, LIMITED PART...
$4.68M
Pacific Ridge Capital Partners, LLC
$3.86M
PIN OAK INVESTMENT ADVISORS INC
$3.71M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$23,796,000
2,259,858 shares
|
— | 31 Dec 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$6,168,000
585,720 shares
|
— | 31 Dec 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$4,681,000
444,515 shares
|
— | 31 Dec 2020 |
| Pacific Ridge Capital Partners, LLC |
13F
Company
|
—
class O/S missing
|
$3,862,000
366,787 shares
|
— | 31 Dec 2020 |
| PIN OAK INVESTMENT ADVISORS INC |
13F
Company
|
—
class O/S missing
|
$3,706,000
351,951 shares
|
— | 31 Dec 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$3,529,000
335,181 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
79
Shares
10,395,119
Rows available
79
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q1 2021 Across Filers
Q1 2021 holders
79
Q1 2021 holders
79
Holder diff
0
| Investor | Q1 2021 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend