Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 12,306,610
- Share change
- -1,517,034
- Total reported value
- $102,922,065
- Put/Call ratio
- 44%
- Price per share
- $8.40
- Number of holders
- 79
- Value change
- -$8,889,064
- Number of buys
- 35
- Number of sells
- 39
Report period
Q2 2020
Institutions
79
Top holders
10
PFLT full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,284,173
|
$11,101,000 | — | 31 Mar 2020 | |
| Altshuler Shaham Ltd |
13F
|
Company |
—
class O/S missing
|
1,891,245
|
$9,608,000 | — | 31 Mar 2020 | |
| LGT CAPITAL PARTNERS LTD. |
13F
|
Company |
—
class O/S missing
|
893,235
|
$4,341,000 | — | 31 Mar 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
475,194
|
$2,309,000 | — | 31 Mar 2020 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
412,200
|
$2,003,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
388,626
|
$1,888,000 | — | 31 Mar 2020 | |
| Polar Capital LLP |
13F
|
Company |
—
class O/S missing
|
329,900
|
$1,603,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
320,958
|
$1,564,000 | — | 31 Mar 2020 | |
| PIN OAK INVESTMENT ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
319,377
|
$1,552,000 | — | 31 Mar 2020 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
303,163
|
$1,473,000 | — | 31 Mar 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
295,425
|
$1,436,000 | — | 31 Mar 2020 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
292,560
|
$1,421,000 | — | 31 Mar 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
286,975
|
$1,395,000 | — | 31 Mar 2020 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
286,076
|
$1,390,000 | — | 31 Mar 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
282,917
|
$1,375,000 | — | 31 Mar 2020 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
274,314
|
$1,337,000 | — | 31 Mar 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
273,933
|
$1,329,000 | — | 31 Mar 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
273,933
|
$1,313,000 | — | 31 Mar 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
260,182
|
$1,264,000 | — | 31 Mar 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
221,093
|
$1,073,000 | — | 31 Mar 2020 | |
| PFG Advisors |
13F
|
Company |
—
class O/S missing
|
175,025
|
$1,068,000 | — | 31 Mar 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
208,812
|
$1,015,000 | — | 31 Mar 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
199,095
|
$968,000 | — | 31 Mar 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
186,868
|
$908,000 | — | 31 Mar 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
178,220
|
$867,000 | — | 31 Mar 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
162,921
|
$791,000 | — | 31 Mar 2020 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
144,332
|
$701,000 | — | 31 Mar 2020 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
127,606
|
$620,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
124,260
|
$603,000 | — | 31 Mar 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
120,638
|
$586,000 | — | 31 Mar 2020 | |
| Greenwich Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
111,539
|
$542,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
104,922
|
$510,000 | — | 31 Mar 2020 | |
| CORBYN INVESTMENT MANAGEMENT INC/MD |
13F
|
Company |
—
class O/S missing
|
103,538
|
$503,000 | — | 31 Mar 2020 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
100,984
|
$491,000 | — | 31 Mar 2020 | |
| ROOSEVELT INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
96,270
|
$468,000 | — | 31 Mar 2020 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
95,954
|
$466,000 | — | 31 Mar 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
94,581
|
$460,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
94,459
|
$453,000 | — | 31 Mar 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
92,580
|
$450,000 | — | 31 Mar 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
88,065
|
$428,000 | — | 31 Mar 2020 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
85,045
|
$413,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
75,874
|
$368,000 | — | 31 Mar 2020 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
71,946
|
$350,000 | — | 31 Mar 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
62,108
|
$302,000 | — | 31 Mar 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
58,593
|
$285,000 | — | 31 Mar 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
57,361
|
$279,000 | — | 31 Mar 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
54,334
|
$264,000 | — | 31 Mar 2020 | |
| Leap Investments LP |
13F
|
Company |
—
class O/S missing
|
53,300
|
$259,000 | — | 31 Mar 2020 | |
| TOWNSQUARE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
37,399
|
$253,000 | — | 31 Mar 2020 | |
| Wambolt & Associates, LLC |
13F
|
Company |
—
class O/S missing
|
51,360
|
$250,000 | — | 31 Mar 2020 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q2 2020
As of 30 Jun 2020,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
79 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,306,610 shares.
The largest 10 holders included
Sound Income Strategies, LLC, Altshuler Shaham Ltd, LGT CAPITAL PARTNERS LTD., VAN ECK ASSOCIATES CORP, Pacific Ridge Capital Partners, LLC, MORGAN STANLEY, PIN OAK INVESTMENT ADVISORS INC, RESOURCE AMERICA, INC., TWO SIGMA ADVISERS, LP, and B. Riley Wealth Management, Inc..
This page lists
79
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
85
Q2 2020 holders
79
Holder diff
-6
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.