PEDEVCO CORP - COM NEW (PED)

CUSIP: 70532Y204

Q4 2016 13F Holders as of 31 Dec 2016

Share change
-34,267
SEC-reported price per share
$0.11
Number of holders
11
Value change
-$7,532
Number of buys
4
Number of sells
9

Security key

70532Y204

Report period

Q4 2016

Institutions

11

Top holders

10

Ownership snapshot

Top reported holders of PED - PEDEVCO CORP - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ROYAL BANK OF CANADA
Disclosed value leader
ROYAL BANK OF CANADA
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F Highest disclosed value: $471,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

ROYAL BANK OF CANADA has the largest disclosed position value at $471K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ROYAL BANK OF CANADA's linked filing trail.
Disclosed position value Top 5
ROYAL BANK OF CANADA $471K
Geneva Advisors, LLC $263K
B. Riley Wealth Advisors, Inc. $51K
SANDERS MORRIS HARRIS LLC $44K
Mirador Capital Partners LP $14K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ROYAL BANK OF CANADA
13F
Company
13F
—
denominator unverified
$471,000
2,617,400 shares
— 30 Sep 2016
Geneva Advisors, LLC
13F
Company
13F
—
denominator unverified
$263,000
1,459,865 shares
— 30 Sep 2016
B. Riley Wealth Advisors, Inc.
13F
Company
13F
—
denominator unverified
$51,000
279,490 shares
— 30 Sep 2016
SANDERS MORRIS HARRIS LLC
13F
Company
13F
—
denominator unverified
$44,000
245,500 shares
— 30 Sep 2016
Mirador Capital Partners LP
13F
Company
13F
—
denominator unverified
$14,000
79,718 shares
— 30 Sep 2016
GOLDMAN SACHS GROUP INC
13F
Company
13F
—
denominator unverified
$12,000
65,254 shares
— 30 Sep 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
11
Shares
4,912,887
Rows available
11
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
16
Q4 2016 holders
11
Holder diff
-5
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 value Q4 2016 value Value change Value Chg %
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