PEDEVCO CORP - COM NEW (PED)

CUSIP: 70532Y204

Q3 2016 13F Holders as of 30 Sep 2016

Share change
-51,592
SEC-reported price per share
$0.18
Number of holders
16
Value change
-$14,310
Number of buys
6
Number of sells
7

Security key

70532Y204

Report period

Q3 2016

Institutions

16

Top holders

10

Ownership snapshot

Top reported holders of PED - PEDEVCO CORP - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ROYAL BANK OF CANADA
Disclosed value leader
ROYAL BANK OF CANADA
Comparable rows
0/14
Latest evidence
30 Jun 2016
13F Highest disclosed value: $729,000 14 rows are not safely comparable across share classes. Showing 1-6 of 14 holder rows.

Quick read

ROYAL BANK OF CANADA has the largest disclosed position value at $729K.

0 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ROYAL BANK OF CANADA's linked filing trail.
Disclosed position value Top 5
ROYAL BANK OF CANADA $729K
Geneva Advisors, LLC $412K
B. Riley Wealth Advisors, Inc. $78K
SANDERS MORRIS HARRIS LLC $69K
UBS Group AG $34K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 14 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ROYAL BANK OF CANADA
13F
Company
13F
—
denominator unverified
$729,000
2,617,400 shares
— 30 Jun 2016
Geneva Advisors, LLC
13F
Company
13F
—
denominator unverified
$412,000
1,479,865 shares
— 30 Jun 2016
B. Riley Wealth Advisors, Inc.
13F
Company
13F
—
denominator unverified
$78,000
279,490 shares
— 30 Jun 2016
SANDERS MORRIS HARRIS LLC
13F
Company
13F
—
denominator unverified
$69,000
245,500 shares
— 30 Jun 2016
UBS Group AG
13F
Company
13F
—
denominator unverified
$34,000
122,076 shares
— 30 Jun 2016
GOLDMAN SACHS GROUP INC
13F
Company
13F
—
denominator unverified
$18,000
64,026 shares
— 30 Jun 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
16
Shares
4,983,877
Rows available
16
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
14
Q3 2016 holders
16
Holder diff
2
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 value Q3 2016 value Value change Value Chg %
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