Orion Energy Systems, Inc. - Common Stock (OESX)

CUSIP: 686275108

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / Common Stock
Shares outstanding
4,041,606
Total 13F shares
12,806,327
Share change
-54,791
Total reported value
$14,343,000
Price per share
$1.12
Number of holders
31
Value change
-$64,258
Number of buys
6
Number of sells
12

Security key

686275108

Report period

Q3 2017

Institutions

31

Top holders

10

Ownership snapshot

Top shareholders of OESX - Orion Energy Systems, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder
ARIEL INVESTMENTS, LLC
13D/G signal
Evidence rows
37
Latest as of
30 Jun 2017
13F Lead comparable stake: 123%
Holder Evidence Ownership % Position 12M Net Δ As of
ARIEL INVESTMENTS, LLC
13F
Company
13F
123%
$6,375,000
4,980,847 shares
30 Jun 2017
North Star Investment Management Corp.
13F
Company
13F
70%
$3,624,000
2,830,964 shares
30 Jun 2017
Adirondack Research & Management Inc.
13F
Company
13F
33%
$1,703,000
1,330,443 shares
30 Jun 2017
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
20%
$1,030,000
805,000 shares
30 Jun 2017
VANGUARD GROUP INC
13F
Company
13F
16%
$814,000
635,832 shares
30 Jun 2017
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
14%
$730,000
570,230 shares
30 Jun 2017
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
11%
$582,000
455,065 shares
30 Jun 2017
ROYCE & ASSOCIATES LP
13F
Company
13F
4.7%
$243,000
190,000 shares
30 Jun 2017
CONNORS INVESTOR SERVICES INC
13F
Company
13F
4.3%
$221,000
172,834 shares
30 Jun 2017
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.9%
$148,000
116,148 shares
30 Jun 2017
PRUDENTIAL FINANCIAL INC
13F
Company
13F
2.5%
$132,000
103,000 shares
30 Jun 2017
IFC Holdings Incorporated/FL
13F
Company
13F
2.5%
$128,000
100,000 shares
30 Jun 2017
BlackRock Finance, Inc.
13F
Company
13F
2.1%
$108,000
84,392 shares
30 Jun 2017
BANK OF AMERICA CORP /DE/
13F
Company
13F
1.8%
$93,000
72,699 shares
30 Jun 2017
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
1.6%
$85,000
66,300 shares
30 Jun 2017
Bank of New York Mellon Corp
13F
Company
13F
1.6%
$82,000
63,777 shares
30 Jun 2017
WELLS FARGO & COMPANY/MN
13F
Company
13F
1.5%
$76,000
59,165 shares
30 Jun 2017
NORTHERN TRUST CORP
13F
Company
13F
1.2%
$60,000
46,788 shares
30 Jun 2017
OPTIMUM INVESTMENT ADVISORS
13F
Company
13F
0.99%
$51,000
40,000 shares
30 Jun 2017
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.63%
$32,000
25,300 shares
30 Jun 2017
GRACE & WHITE INC /NY
13F
Company
13F
0.39%
$20,000
15,883 shares
30 Jun 2017
Firsthand Capital Management, Inc.
13F
Company
13F
0.35%
$18,000
14,000 shares
30 Jun 2017
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.33%
$17,000
13,381 shares
30 Jun 2017
A.R.T. Advisors, LLC
13F
Company
13F
0.3%
$15,000
12,104 shares
30 Jun 2017
STATE STREET CORP
13F
Company
13F
0.27%
$13,000
10,800 shares
30 Jun 2017
Creative Planning
13F
Company
13F
0.25%
$13,000
10,000 shares
30 Jun 2017
KLCM Advisors, Inc.
13F
Company
13F
0.25%
$13,000
10,000 shares
30 Jun 2017
UBS Group AG
13F
Company
13F
0.11%
$6,000
4,462 shares
30 Jun 2017
Tower Research Capital LLC (TRC)
13F
Company
13F
0.1%
$5,000
4,111 shares
30 Jun 2017
Cutler Group LLC / CA
13F
Company
13F
0.1%
$4,000
3,900 shares
30 Jun 2017
DEUTSCHE BANK AG\
13F
Company
13F
0.09%
$4,000
3,500 shares
30 Jun 2017
Nationwide Fund Advisors
13F
Company
13F
0.08%
$4,000
3,156 shares
30 Jun 2017
BARCLAYS PLC
13F
Company
13F
0.07%
$4,000
2,737 shares
30 Jun 2017
BESSEMER GROUP INC
13F
Company
13F
0.06%
$3,000
2,500 shares
30 Jun 2017
Wealthspire Advisors, L.P.
13F
Company
13F
0.04%
$2,000
1,800 shares
30 Jun 2017
MORGAN STANLEY
13F
Company
13F
0.03%
$2,000
1,300 shares
30 Jun 2017
Advisor Group, Inc.
13F
Company
13F
0.01%
$1,000
550 shares
30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
31
Shares
12,806,327
Rows loaded
31
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
35
Q3 2017 holders
31
Holder diff
-4
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 Value $ Q3 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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