Security key
68373L406
OPGEN INC - Common Stock, $0.01 par value (OPGN)
CUSIP: 68373L406
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, $0.01 par value
- Shares outstanding
- 8,995,197
- Total 13F shares
- 321,880
- Share change
- -398,249
- Total reported value
- $121,469
- Price per share
- $0.40
- Number of holders
- 12
- Value change
- -$427,431
- Number of buys
- 8
- Number of sells
- 2
Report period
Q3 2023
Institutions
12
Top holders
10
OPGN full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
CapForce Inc. SEC filings
CapForce Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 68373L406
Recent filing periods:
Top shareholders of OPGN - OPGEN INC - Common Stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC |
13F
|
Company |
7%
|
626,175
|
$510,270 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.41%
|
36,701
|
$29,908 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.2%
|
18,090
|
$14,741 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.18%
|
16,038
|
$13,069 | — | 30 Jun 2023 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.17%
|
15,000
|
$12,000 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.09%
|
8,018
|
$6,535 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
44
|
$36 | — | 30 Jun 2023 | |
| VALLEY NATIONAL ADVISERS INC |
13F
|
Company |
0%
|
25
|
$1,000 | — | 30 Jun 2023 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0%
|
25
|
$20 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
13
|
$11 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1
|
$1 | — | 30 Jun 2023 | |
| Evan/ Fa Jones |
3/4/5
|
Director |
—
mixed-class rows
|
23,501
mixed-class rows
|
$19,224 | — | 17 May 2021 | |
| Ph.D. Oliver Schacht |
3/4/5
|
Chief Executive Officer, Director |
—
class O/S missing
|
20,219
|
$17,187 | — | 31 Mar 2023 | |
| Johannes Bacher |
3/4/5
|
Chief Operating Officer |
—
class O/S missing
|
12,684
|
$10,781 | — | 31 Mar 2023 | |
| R. Don Elsey |
3/4/5
|
Director |
—
class O/S missing
|
3,075
|
$2,614 | — | 07 Jun 2023 | |
| Mario Crovetto |
3/4/5
|
Director |
—
class O/S missing
|
3,000
|
$2,550 | — | 07 Jun 2023 | |
| Prabhavathi Fernandes |
3/4/5
|
Director |
—
class O/S missing
|
3,000
|
$2,550 | — | 07 Jun 2023 | |
| William E. Rhodes III |
3/4/5
|
Director |
—
class O/S missing
|
3,000
|
$2,550 | — | 07 Jun 2023 | |
| Yvonne Schlaeppi |
3/4/5
|
Director |
—
class O/S missing
|
3,000
|
$2,550 | — | 07 Jun 2023 | |
| Timothy C. Dec |
3/4/5
|
Chief Financial Officer |
—
mixed-class rows
|
2,093
mixed-class rows
|
$1,283 | — | 17 May 2021 | |
| Albert Weber |
3/4/5
|
Chief Finanical Officer |
—
class O/S missing
|
10,000
|
— | — | 02 Mar 2023 |
Institutional Holders of OPGEN INC - Common Stock, $0.01 par value (OPGN) as of Q3 2023
As of 30 Sep 2023,
OPGEN INC - Common Stock, $0.01 par value (OPGN) was held by
12 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
321,880 shares.
The largest 10 holders included
Baader Bank Aktiengesellschaft, GEODE CAPITAL MANAGEMENT, LLC, VANGUARD GROUP INC, SVB WEALTH LLC, BlackRock Inc., Arete Wealth Advisors, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Tower Research Capital LLC (TRC), WELLS FARGO & COMPANY/MN, and NewEdge Advisors, LLC.
This page lists
12
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
10
Q3 2023 holders
12
Holder diff
2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.