Oncocyte Corporation - Common Shares, No Par Value (OCX)

CUSIP: 68235C107

Q1 2023 13F Holders as of 31 Mar 2023

Holder snapshot 6 signals
Share change
-5,068,921
SEC-reported price per share
$0.35
Number of holders
51
Value change
-$1,788,149
Number of buys
7
Number of sells
22
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
28,495,649

Security key

68235C107

Report period

Q1 2023

Institutions

51

Top holders

10

Ownership snapshot

Top reported holders of OCX - Oncocyte Corporation - Common Shares, No Par Value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BROADWOOD CAPITAL INC
Disclosed value leader
BROADWOOD CAPITAL INC
Comparable rows
15/15
Latest evidence
31 Dec 2022
13F Lead comparable stake: 82% Showing 1-6 of 15 holder rows.

Quick read

BROADWOOD CAPITAL INC leads the comparable SEC ownership view at 82%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BROADWOOD CAPITAL INC's linked filing trail.
Comparable ownership Top 5
BROADWOOD CAPITAL INC 82%
PURA VIDA INVESTMENTS, LLC 63%
AWM Investment Company, Inc. 25%
VANGUARD GROUP INC 15%
Defender Capital, LLC. 8%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BROADWOOD CAPITAL INC
13F
Company
13F
82%
$7,494,201
23,353,697 shares
31 Dec 2022
PURA VIDA INVESTMENTS, LLC
13F
Company
13F
63%
$5,794,258
18,056,274 shares
31 Dec 2022
AWM Investment Company, Inc.
13F
Company
13F
25%
$2,327,880
7,254,222 shares
31 Dec 2022
VANGUARD GROUP INC
13F
Company
13F
15%
$1,398,868
4,359,202 shares
31 Dec 2022
Defender Capital, LLC.
13F
Company
13F
8%
$729,383
2,272,930 shares
31 Dec 2022
BlackRock Finance, Inc.
13F
Company
13F
5%
$455,168
1,418,408 shares
31 Dec 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
51
Shares
55,657,631
Rows available
51
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2023 vs Q1 2023 Across Filers

Q1 2023 holders
51
Q1 2023 holders
51
Holder diff
0
Investor Q1 2023 Shares Q1 2023 Shares Share Diff Share Chg % Q1 2023 value Q1 2023 value Value change Value Chg %
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