Oncocyte Corporation - Common Shares, No Par Value (OCX)
CUSIP: 68235C107
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Shares, No Par Value
- Shares outstanding
- 28,495,649
- Total 13F shares
- 31,284,691
- Share change
- -1,856,958
- Total reported value
- $43,477,422
- Price per share
- $1.39
- Number of holders
- 55
- Value change
- -$4,537,534
- Number of buys
- 30
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 68235C107?
CUSIP 68235C107 identifies OCX - Oncocyte Corporation - Common Shares, No Par Value in SEC institutional holdings data.
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Recent filing periods for CUSIP 68235C107:
Top shareholders of OCX - Oncocyte Corporation - Common Shares, No Par Value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC |
13F
|
Company |
52%
|
14,716,204
|
$28,108,000 | — | 30 Jun 2020 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
21%
|
5,983,724
|
$11,429,000 | — | 30 Jun 2020 | |
| Blackcrane Capital, LLC |
13F
|
Company |
10%
|
2,982,557
|
$5,697,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
9.1%
|
2,598,615
|
$4,964,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
6.4%
|
1,813,492
|
$3,464,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
2.2%
|
624,652
|
$1,193,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.7%
|
494,032
|
$944,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.7%
|
477,589
|
$912,000 | — | 30 Jun 2020 | |
| Phoenix Financial Ltd. |
13F
|
Company |
1%
|
292,275
|
$597,000 | — | 30 Jun 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.98%
|
280,515
|
$536,000 | — | 30 Jun 2020 | |
| ETF MANAGERS GROUP, LLC |
13F
|
Company |
0.51%
|
145,650
|
$470,000 | — | 30 Jun 2020 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.85%
|
241,769
|
$462,000 | — | 30 Jun 2020 | |
| Penbrook Management LLC |
13F
|
Company |
0.76%
|
215,625
|
$412,000 | — | 30 Jun 2020 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
0.7%
|
200,000
|
$382,000 | — | 30 Jun 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.67%
|
189,649
|
$362,000 | — | 30 Jun 2020 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.54%
|
155,300
|
$297,000 | — | 30 Jun 2020 | |
| Private Wealth Partners, LLC |
13F
|
Company |
0.53%
|
150,000
|
$287,000 | — | 30 Jun 2020 | |
| Bank Julius Baer & Co. Ltd, Zurich |
13F
|
Company |
0.53%
|
150,000
|
$286,000 | — | 30 Jun 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.43%
|
123,841
|
$237,000 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.41%
|
117,479
|
$224,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.36%
|
102,611
|
$196,000 | — | 30 Jun 2020 | |
| Mesirow Financial Investment Management, Inc. |
13F
|
Company |
0.35%
|
99,282
|
$190,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.26%
|
74,700
|
$143,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.24%
|
68,575
|
$131,000 | — | 30 Jun 2020 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.23%
|
65,227
|
$125,000 | — | 30 Jun 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.18%
|
51,367
|
$98,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.18%
|
50,144
|
$96,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
49,857
|
$96,000 | — | 30 Jun 2020 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.1%
|
27,819
|
$90,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.15%
|
43,885
|
$83,000 | — | 30 Jun 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.15%
|
43,100
|
$82,000 | — | 30 Jun 2020 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.14%
|
39,400
|
$75,000 | — | 30 Jun 2020 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.13%
|
37,098
|
$71,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.13%
|
36,850
|
$71,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.13%
|
35,627
|
$68,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.11%
|
31,367
|
$60,000 | — | 30 Jun 2020 | |
| Virtu Financial LLC |
13F
|
Company |
0.09%
|
26,504
|
$51,000 | — | 30 Jun 2020 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.09%
|
26,457
|
$51,000 | — | 30 Jun 2020 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.08%
|
23,539
|
$45,000 | — | 30 Jun 2020 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.08%
|
22,900
|
$44,000 | — | 30 Jun 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.08%
|
22,207
|
$42,000 | — | 30 Jun 2020 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.08%
|
21,377
|
$41,000 | — | 30 Jun 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.06%
|
17,205
|
$33,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.05%
|
15,418
|
$29,000 | — | 30 Jun 2020 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.05%
|
15,387
|
$29,000 | — | 30 Jun 2020 | |
| Williams Jones Wealth Management, LLC. |
13F
|
Company |
0.05%
|
15,000
|
$29,000 | — | 30 Jun 2020 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.04%
|
12,500
|
$24,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
10,175
|
$19,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
9,863
|
$19,000 | — | 30 Jun 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
8,603
|
$17,000 | — | 30 Jun 2020 |
Institutional Holders of Oncocyte Corporation - Common Shares, No Par Value (OCX) as of Q3 2020
As of 30 Sep 2020,
Oncocyte Corporation - Common Shares, No Par Value (OCX) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
31,284,691 shares.
The largest 10 holders included
BROADWOOD CAPITAL INC, PURA VIDA INVESTMENTS, LLC, BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, Phoenix Holdings Ltd., Bank Julius Baer & Co. Ltd, Zurich, and BRIDGEWAY CAPITAL MANAGEMENT INC.
This page lists
55
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
57
Q3 2020 holders
55
Holder diff
-2
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.