Ocean Biomedical, Inc. - *W EXP 02/14/202 (OCEAW)

CUSIP: 67644C112

Q1 2023 13F Holders as of 31 Mar 2023

Share change
+2,421,692
SEC-reported price per share
$0.28
Number of holders
20
Value change
+$677,555
Number of buys
20

Security key

67644C112

Report period

Q1 2023

Institutions

20

Top holders

10

Ownership snapshot

Top reported holders of OCEAW - Ocean Biomedical, Inc. - *W EXP 02/14/202 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Aesther Healthcare Sponso...
Disclosed value leader
—
Comparable rows
0/9
Latest evidence
22 Mar 2023
3/4/5 Some rows are evidence-backed but not safely comparable across classes. 9 rows are not safely comparable across share classes. Showing 1-6 of 9 holder rows.

Quick read

SEC ownership evidence is available, but the rows are not safely comparable across share classes.

0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Aesther Healthcare Sponsor, LLC's linked filing trail.
Detailed SEC evidence table Showing 1-6 of 9 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Aesther Healthcare Sponsor, LLC
3/4/5
10%+ Owner
—
denominator unverified
—
2,625,000 shares
— 03 Nov 2021
Surendra K. Ajjarapu
3/4/5
Director
—
mixed-class rows
—
3,082,252 shares
mixed-class rows
— 22 Mar 2023
Michael L. Peterson
3/4/5
Director
—
mixed-class rows
—
355,000 shares
mixed-class rows
— 28 Feb 2023
Jack A. Elias
3/4/5
Director
—
denominator unverified
—
75,000 shares
— 15 Feb 2023
Jerome Ringo
3/4/5
Director
—
denominator unverified
—
75,000 shares
— 15 Feb 2023
Jonathan D. Kurtis
3/4/5
Director
—
denominator unverified
—
75,000 shares
— 15 Feb 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
20
Shares
2,421,692
Rows available
20
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2023 vs Q1 2023 Across Filers

Q1 2023 holders
20
Q1 2023 holders
20
Holder diff
0
Investor Q1 2023 Shares Q1 2023 Shares Share Diff Share Chg % Q1 2023 value Q1 2023 value Value change Value Chg %
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