Security key
67111Q107
- Security type / class
- Equity / COM
- Total 13F shares
- 941,827
- Total 13F value
- $12,819,000
- Share change
- +16,679
- SEC-reported price per share
- $13.61
- Number of holders
- 14
- Value change
- +$209,956
- Number of buys
- 10
- Number of sells
- 5
Report period
Q3 2021
Institutions
14
Top holders
10
OCCI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
OFS Credit Company, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67111Q107
Recent filing periods:
Ownership snapshot
Top reported holders of OCCI - OFS Credit Company, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Thomas J. Herzfeld Adviso...
Disclosed value leader
Thomas J. Herzfeld Adviso...
Comparable rows
0/14
Latest evidence
30 Jun 2021
13F
Highest disclosed value: $5,817,000
14 rows are not safely comparable across share classes.
Showing 1-6 of 14 holder rows.
Quick read
Thomas J. Herzfeld Advisors, Inc. has the largest disclosed position value at $5.82M.
0 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Thomas J. Herzfeld Advisors, Inc.'s linked filing trail.
Disclosed position value
Top 5
Thomas J. Herzfeld Advisors, Inc.
$5.82M
AdvisorNet Financial, Inc
$1.77M
BARD ASSOCIATES INC
$1.58M
Claraphi Advisory Network, LLC
$1.34M
ENVESTNET ASSET MANAGEMENT INC
$798K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 14 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$5,817,000
399,514 shares
|
— | 30 Jun 2021 |
| AdvisorNet Financial, Inc |
13F
Company
|
—
class O/S missing
|
$1,768,000
121,432 shares
|
— | 30 Jun 2021 |
| BARD ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$1,577,000
108,298 shares
|
— | 30 Jun 2021 |
| Claraphi Advisory Network, LLC |
13F
Company
|
—
class O/S missing
|
$1,335,000
91,722 shares
|
— | 30 Jun 2021 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
—
class O/S missing
|
$798,000
54,802 shares
|
— | 30 Jun 2021 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$573,000
39,270 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
14
Shares
941,827
Rows available
14
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
13
Q3 2021 holders
14
Holder diff
1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend