Security key
67103B100
- Security type / class
- Equity / COM
- Total 13F shares
- 1,556,637
- Total 13F value
- $18,209,853
- Share change
- -21,977
- Put/Call ratio
- 30%
- SEC-reported price per share
- $11.70
- Number of holders
- 37
- Value change
- -$226,796
- Number of buys
- 18
- Number of sells
- 16
Open additional details 1 more signal available
Report period
Q4 2023
Institutions
37
Top holders
10
OFS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2024
Previous quarter: Q3 2023
OFS Capital Corp SEC filings
OFS Capital Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67103B100
Recent filing periods:
Ownership snapshot
Top reported holders of OFS - OFS Capital Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
OI3, LLC
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
30 Sep 2023
3/4/5
13F
Highest disclosed value: $3,439,946
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Advisors Asset Management, Inc. has the largest disclosed position value at $3.44M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Advisors Asset Management, Inc.
$3.44M
ACADIAN ASSET MANAGEMENT LLC
$2.28M
MORGAN STANLEY
$1.89M
INTERNATIONAL ASSETS INVESTMENT M...
$1.63M
CONFLUENCE INVESTMENT MANAGEMENT LLC
$1.23M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| OI3, LLC |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
2,946,474 shares
|
— | 30 Jun 2023 |
| Orchard First Source Asset Management Holdings, LLC |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
2,946,474 shares
|
— | 09 Jan 2023 |
| Orchard Investments, LLC |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
2,946,474 shares
|
— | 15 Sep 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,439,946
306,045 shares
|
— | 30 Sep 2023 |
| ACADIAN ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$2,275,000
202,591 shares
|
— | 30 Sep 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$1,893,254
168,439 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
37
Shares
1,556,637
Rows available
37
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
35
Q4 2023 holders
37
Holder diff
2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 value | Q4 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend