Security key
67103B100
- Security type / class
- Equity / COM
- Total 13F shares
- 1,608,560
- Total 13F value
- $16,659,000
- Share change
- -17,592
- SEC-reported price per share
- $10.35
- Number of holders
- 30
- Value change
- -$145,185
- Number of buys
- 16
- Number of sells
- 9
Report period
Q3 2021
Institutions
30
Top holders
10
OFS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
OFS Capital Corp SEC filings
OFS Capital Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67103B100
Recent filing periods:
Ownership snapshot
Top reported holders of OFS - OFS Capital Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Orchard Investments, LLC
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/15
Latest evidence
15 Sep 2021
3/4/5
13F
Highest disclosed value: $4,507,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY has the largest disclosed position value at $4.51M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$4.51M
CONFLUENCE INVESTMENT MANAGEMENT LLC
$3.87M
Western Standard LLC
$3.02M
ARROWSTREET CAPITAL, LIMITED PART...
$828K
Sigma Planning Corp
$501K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Orchard Investments, LLC |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
2,946,474 shares
|
— | 15 Sep 2021 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$4,507,000
452,464 shares
|
— | 30 Jun 2021 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,869,000
388,521 shares
|
— | 30 Jun 2021 |
| Western Standard LLC |
13F
Company
|
—
class O/S missing
|
$3,025,000
303,712 shares
|
— | 30 Jun 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$828,000
83,094 shares
|
— | 30 Jun 2021 |
| Sigma Planning Corp |
13F
Company
|
—
class O/S missing
|
$501,000
50,329 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
30
Shares
1,608,560
Rows available
30
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
30
Q3 2021 holders
30
Holder diff
0
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend