Security key
67103B100
- Security type / class
- Equity / COM
- Total 13F shares
- 2,190,364
- Total 13F value
- $24,933,867
- Share change
- +186,508
- SEC-reported price per share
- $11.17
- Number of holders
- 32
- Value change
- +$2,022,444
- Number of buys
- 11
- Number of sells
- 19
Report period
Q4 2019
Institutions
32
Top holders
10
OFS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2020
Previous quarter: Q3 2019
OFS Capital Corp SEC filings
OFS Capital Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67103B100
Recent filing periods:
Ownership snapshot
Top reported holders of OFS - OFS Capital Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
CONFLUENCE INVESTMENT MAN...
Disclosed value leader
CONFLUENCE INVESTMENT MAN...
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $6,366,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
CONFLUENCE INVESTMENT MANAGEMENT LLC has the largest disclosed position value at $6.37M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens CONFLUENCE INVESTMENT MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
CONFLUENCE INVESTMENT MANAGEMENT LLC
$6.37M
BB&T SECURITIES, LLC
$4.84M
Advisors Asset Management, Inc.
$3.34M
UBS Group AG
$2.11M
ARROWSTREET CAPITAL, LIMITED PART...
$2.1M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$6,366,000
548,321 shares
|
— | 30 Sep 2019 |
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$4,840,000
417,135 shares
|
— | 30 Sep 2019 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,336,000
287,355 shares
|
— | 30 Sep 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$2,113,000
182,010 shares
|
— | 30 Sep 2019 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$2,105,000
181,338 shares
|
— | 30 Sep 2019 |
| VIRTUS ADVISERS, LLC |
13F
Company
|
—
class O/S missing
|
$2,057,000
177,132 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
32
Shares
2,190,364
Rows available
32
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
35
Q4 2019 holders
32
Holder diff
-3
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend