Nuveen Mortgage & Income Fund/MA/ - Common Stock (JLS) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
JLS on NYSE
Shares outstanding
5,485,201
Price per share
$18.19
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,401,314
Total reported value
$44,951,260
% of total 13F portfolios
0%
Share change
-114,760
Value change
-$2,148,709
Number of holders
27
Price from insider filings
$18.19
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Nuveen Mortgage & Income Fund/MA/ - Common Stock (JLS) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 22% $23,246,720 1,228,685 Sit Investment Associates, Inc. 30 Sep 2025

As of 30 Sep 2025, 27 institutional investors reported holding 2,401,314 shares of Nuveen Mortgage & Income Fund/MA/ - Common Stock (JLS). This represents 44% of the company’s total 5,485,201 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Nuveen Mortgage & Income Fund/MA/ - Common Stock (JLS) together control 44% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 22% 1,228,685 -9.8% 0.47% $23,001,000
AMERIPRISE FINANCIAL INC 3.7% 203,429 +2.8% 0% $3,804,447
Advisors Asset Management, Inc. 2.8% 155,953 -0.56% 0.05% $2,919,440
ENVESTNET ASSET MANAGEMENT INC 2% 110,393 +5.2% 0% $2,066,558
MORGAN STANLEY 1.9% 105,118 -3% 0% $1,967,832
Thomas J. Herzfeld Advisors, Inc. 1.8% 97,359 -0.03% 0.62% $1,822,560
OSAIC HOLDINGS, INC. 1.3% 73,343 +7.2% 0% $1,374,038
WELLS FARGO & COMPANY/MN 0.98% 53,629 -7.9% 0% $1,003,941
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.97% 53,178 0% 0.06% $995,492
RAYMOND JAMES FINANCIAL INC 0.8% 43,630 +1.1% 0% $816,753
Venture Visionary Partners LLC 0.76% 41,709 +0.06% 0.03% $780,802
Fiera Capital Corp 0.6% 32,977 +31% 0% $617,329
FIRST TRUST ADVISORS LP 0.55% 30,081 +12% 0% $563,110
Baird Financial Group, Inc. 0.41% 22,697 -43% 0% $424,888
Sowell Financial Services LLC 0.34% 18,576 0% 0.01% $347,743
MELFA WEALTH MANAGEMENT, INC. 0.34% 18,533 +0.36% 0.2% $346,933
Invesco Ltd. 0.33% 18,364 0% $343,774
COMMONWEALTH EQUITY SERVICES, LLC 0.33% 18,299 0% $343,000
Cetera Investment Advisers 0.29% 16,074 +20% 0% $300,915
Concorde Asset Management, LLC 0.24% 13,100 0.1% $245,317
CHOREO, LLC 0.24% 12,944 -0.14% 0% $243,062
Compound Planning, Inc. 0.23% 12,842 +2.3% 0.01% $240,411
LPL Financial LLC 0.19% 10,199 0% $190,931
UBS Group AG 0.17% 9,467 -18% 0% $177,222
EverSource Wealth Advisors, LLC 0.01% 500 0% 0% $9,360

Institutional Holders of Nuveen Mortgage & Income Fund/MA/ - Common Stock (JLS) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 13,728 $249,713 +$249,713 $18.19 2
2025 Q3 2,401,314 $44,951,260 -$2,148,709 $18.72 27
2025 Q2 2,516,074 $47,152,295 -$2,965,245 $18.74 24
2025 Q1 2,674,069 $50,153,163 -$657,950 $18.77 26
2024 Q4 2,708,888 $48,760,624 -$2,268,012 $18.00 29
2024 Q3 2,751,154 $50,683,330 +$2,958,873 $18.43 32
2024 Q2 2,592,366 $46,716,273 -$6,685,437 $18.02 30
2024 Q1 2,985,750 $52,747,436 -$2,573,360 $17.76 29
2023 Q4 3,144,699 $53,082,714 +$268,835 $16.88 28
2023 Q3 3,117,809 $49,514,036 -$181,018 $15.88 28
2023 Q2 3,129,138 $50,444,107 -$1,051,705 $16.12 27
2023 Q1 3,182,012 $50,825,938 -$1,081,384 $15.96 29
2022 Q4 3,243,684 $52,481,793 +$3,368,139 $16.18 31
2022 Q3 3,040,525 $48,932,428 +$663,423 $16.08 32
2022 Q2 2,997,238 $49,721,621 +$2,112,041 $16.51 36
2022 Q1 2,866,346 $52,361,743 +$2,313,267 $18.26 33
2021 Q4 2,757,310 $57,775,236 +$2,186,936 $20.96 28
2021 Q3 2,628,616 $54,585,946 +$1,451,253 $20.75 30
2021 Q2 2,533,180 $52,956,262 +$741,686 $20.89 30
2021 Q1 2,498,827 $51,884,824 +$4,006,675 $20.75 31
2020 Q4 2,314,445 $45,756,527 +$4,799,165 $19.77 35
2020 Q3 2,074,647 $39,260,944 +$904,292 $18.93 31
2020 Q2 2,025,697 $39,598,767 +$3,844,615 $19.55 32
2020 Q1 1,843,834 $30,321,287 -$467,836 $16.45 34
2019 Q4 1,833,388 $40,261,759 -$87,711,764 $21.96 35
2019 Q3 5,687,938 $131,311,513 -$8,535,062 $23.06 44
2019 Q2 6,040,148 $140,398,913 +$5,247,383 $23.22 48
2019 Q1 5,829,059 $135,840,268 +$7,369,594 $23.28 48
2018 Q4 5,549,496 $124,100,031 -$5,937,424 $22.35 44
2018 Q3 5,627,016 $133,867,128 -$698,843 $24.00 44
2018 Q2 5,687,004 $133,885,360 -$18,193,424 $23.51 43
2018 Q1 6,452,142 $153,244,539 -$3,800,222 $23.75 42
2017 Q4 6,607,391 $163,113,629 -$1,776,724 $24.69 42
2017 Q3 6,677,591 $169,384,000 -$848,371 $25.36 44
2017 Q2 6,723,734 $172,196,216 +$2,446,871 $25.61 46
2017 Q1 6,631,776 $163,985,000 +$601,958 $24.77 47
2016 Q4 6,612,164 $159,137,000 -$1,882,542 $24.07 43
2016 Q3 6,650,610 $160,765,000 +$2,047,941 $24.18 43
2016 Q2 6,570,692 $151,634,000 -$165,355 $23.10 45
2016 Q1 6,578,910 $148,215,000 -$2,030,430 $22.48 40
2015 Q4 6,663,606 $151,337,025 +$12,736,700 $22.71 47
2015 Q3 6,025,994 $134,984,000 +$2,007,354 $22.40 43
2015 Q2 5,934,709 $134,618,625 +$23,616,373 $22.69 42
2015 Q1 4,890,340 $113,879,493 -$225,468 $23.29 42
2014 Q4 4,900,016 $113,431,728 +$6,514,339 $23.15 42
2014 Q3 4,198,036 $99,731,906 +$12,528,454 $23.75 35
2014 Q2 3,669,857 $90,220,703 +$15,856,325 $24.59 38
2014 Q1 3,047,815 $71,527,630 +$6,181,203 $23.47 31