Security Snapshot

Nuveen Mortgage & Income Fund/MA/ - Common Stock (JLS) Institutional Ownership

CUSIP: 670735109

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2026

13F reference period

Q3 2026

Institutions Reporting

22

Shares (Excl. Options)

750.2KFull value: 750,204 · shares · 30 Sep 2026

Price

$16.37

The headline uses the Q3 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended.

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Security type / class
Equity / Common Stock
Symbol
JLS on NYSE
All holders as of 30 Sep 2026
Q3 2026
Total 13F shares
750,204
Latest holder snapshot 5 signals
Total 13F value
$12,281,448
Portfolio coverage rank
0%
Share change
+150,576
Value change
+$2,462,486
Number of holders
22
Issuer context Names, identifiers, and filing context for this profile. 3 identity fields
Shares outstanding
5,500,731
SEC-reported price per share
$16.24
Insider filing price
$16.24
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • JLS - Nuveen Mortgage & Income Fund/MA/ - Common Stock is tracked under CUSIP 670735109.
  • 22 institutions reported positions in Q3 2026.
  • 3 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 32 to 22 between Q2 2026 and Q3 2026.
  • SEC-reported value moved from
    $38.57MFull value: $38,565,399 · USD · 30 Jun 2026
    to
    $12.28MFull value: $12,281,448 · USD · 30 Sep 2026
    .

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 22 institutions filings for Q3 2026.

Open SEC evidence

Security key

670735109

13F reference period

Q3 2026

13F holders

22

13D/G owners

3

CIK / CUSIP context first

Open Q3 2026 holders JLS full holder history Nuveen Mortgage & Income Fund/MA/ SEC filings Nuveen Mortgage & Income Fund/MA/ insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
3
Security
JLS
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 17% -25% $17,035,831 -$5,743,989 918,869 -25% Sit Investment Associates, Inc. 30 Apr 2026
AMERIPRISE FINANCIAL INC 6.7% +26% $6,438,551 +$1,258,609 368,549 +24% Ameriprise Financial, Inc. 30 Jun 2026
FIRST TRUST PORTFOLIOS LP 4.7% $4,627,429 255,236 First Trust Portfolios L.P. 31 Mar 2026
As of 30 Sep 2026, 22 institutional investors reported holding
750.2KFull value: 750,204 · shares · 30 Sep 2026
shares of Nuveen Mortgage & Income Fund/MA/ - Common Stock (JLS). This represents 14% of the company’s total
5.5MFull value: 5,500,731 · shares · Stored outstanding share count
outstanding shares.

13F concentration

Top 23 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
14%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 2% 109,395 +26% 0% $1,790,796
Thomas J. Herzfeld Advisors, Inc. 1.4% 74,449 +66% 0.43% $1,218,730
Fiera Capital Corp 1.2% 67,056 0% 0% $1,097,707
Venture Visionary Partners LLC 1.1% 62,448 +33% 0.03% $1,022,283
Invesco Ltd. 1.1% 61,512 +2.6% 0% $1,006,951
RAYMOND JAMES FINANCIAL INC 0.9% 49,668 +0.62% 0% $813,070
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.88% 48,428 0% 0.04% $792,766
FIRST TRUST ADVISORS LP 0.75% 41,350 +12% 0% $676,894
Matisse Capital 0.72% 39,646 0.25% $649,005
Hennion & Walsh Asset Management, Inc. 0.61% 33,436 -1.5% 0.02% $547,347
Closed-End Fund Advisors, Inc. 0.42% 23,267 +12% 0.4% $380,881
Stratos Wealth Partners, LTD. 0.4% 22,086 0% $361,548
Cetera Investment Advisers 0.39% 21,250 +12% 0% $347,865
LPL Financial LLC 0.38% 21,139 +6.7% 0% $346,050
MELFA WEALTH MANAGEMENT, INC. 0.34% 18,823 +0.42% 0.17% $308,132
Sowell Financial Services LLC 0.34% 18,576 0% 0.01% $304,089
Advisors Asset Management, Inc. 0.24% 13,207 0.01% $216,199
STIFEL FINANCIAL CORP 0.22% 11,960 -0.02% 0% $195,787
CHOREO, LLC 0.19% 10,412 0% $171,035
Noble Wealth Management PBC 0.03% 1,650 0.01% $27,011
Farther Finance Advisors, LLC 0.01% 296 0% 0% $4,846
HIGHLINE WEALTH PARTNERS LLC 0% 150 0% 0% $2,456
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0% 0 -100% $0

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
51
Headline period
Q3 2026
Rows shown
1-25 of 51
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q3 750,204 $12,281,448 +$2,462,486 $16.37 22
2026 Q2 2,207,296 $38,565,399 -$2,995,921 $17.48 32
2026 Q1 2,366,436 $42,906,956 -$1,215,206 $18.13 31
2025 Q4 2,433,474 $44,264,496 +$195,826 $18.19 32
2025 Q3 2,401,314 $44,951,260 -$2,148,709 $18.72 27
2025 Q2 2,516,074 $47,152,295 -$2,965,245 $18.74 24
2025 Q1 2,674,069 $50,153,163 -$657,950 $18.77 26
2024 Q4 2,708,888 $48,760,624 -$2,268,012 $18.00 29
2024 Q3 2,751,154 $50,683,330 +$2,958,873 $18.43 32
2024 Q2 2,592,366 $46,716,273 -$6,685,437 $18.02 30
2024 Q1 2,985,750 $52,747,436 -$2,573,360 $17.76 29
2023 Q4 3,144,699 $53,082,714 +$268,835 $16.88 28
2023 Q3 3,117,809 $49,514,036 -$181,018 $15.88 28
2023 Q2 3,129,138 $50,444,107 -$1,051,705 $16.12 27
2023 Q1 3,182,012 $50,825,938 -$1,081,384 $15.96 29
2022 Q4 3,243,684 $52,481,793 +$3,368,139 $16.18 31
2022 Q3 3,040,525 $48,932,428 +$663,423 $16.08 32
2022 Q2 2,997,238 $49,721,621 +$2,112,041 $16.51 36
2022 Q1 2,866,346 $52,361,743 +$2,313,267 $18.26 33
2021 Q4 2,757,310 $57,775,236 +$2,186,936 $20.96 28
2021 Q3 2,628,616 $54,585,946 +$1,451,253 $20.75 30
2021 Q2 2,533,180 $52,956,262 +$741,686 $20.89 30
2021 Q1 2,498,827 $51,884,824 +$4,006,675 $20.75 31
2020 Q4 2,314,445 $45,756,527 +$4,799,165 $19.77 35
2020 Q3 2,074,647 $39,260,944 +$904,292 $18.93 31
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