Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / COM
- Total 13F shares
- 4,171,662
- Share change
- +80,989
- Total reported value
- $62,736,611
- Price per share
- $15.04
- Number of holders
- 53
- Value change
- +$1,220,039
- Number of buys
- 23
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
612,759
|
$9,081,083 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
404,461
|
$5,994,112 | — | 30 Sep 2023 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
281,214
|
$4,167,584 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
259,392
|
$3,844,193 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
227,096
|
$3,365,563 | — | 30 Sep 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
225,478
|
$3,341,584 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
211,941
|
$3,140,979 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
206,603
|
$3,061,856 | — | 30 Sep 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
168,653
|
$2,499,437 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
162,137
|
$2,402,877 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
131,502
|
$1,949,000 | — | 30 Sep 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
110,563
|
$1,638,544 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
104,907
|
$1,609,409 | — | 30 Sep 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
86,021
|
$1,274,831 | — | 30 Sep 2023 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
84,494
|
$1,252,200 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
79,879
|
$1,184,000 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
78,798
|
$1,167,785 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
67,625
|
$1,002,190 | — | 30 Sep 2023 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
62,414
|
$924,975 | — | 30 Sep 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
58,569
|
$868,000 | — | 30 Sep 2023 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
47,703
|
$706,958 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
40,055
|
$593,616 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
33,831
|
$501,374 | — | 30 Sep 2023 | |
| Ionic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
31,285
|
$463,644 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
27,820
|
$412,000 | — | 30 Sep 2023 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
—
class O/S missing
|
26,090
|
$386,654 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
24,321
|
$360,443 | — | 30 Sep 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
21,553
|
$319,415 | — | 30 Sep 2023 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
18,223
|
$270,065 | — | 30 Sep 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
16,250
|
$240,824 | — | 30 Sep 2023 | |
| DFPG INVESTMENTS, LLC |
13F
|
Company |
—
class O/S missing
|
16,469
|
$234,519 | — | 30 Sep 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
14,992
|
$222,183 | — | 30 Sep 2023 | |
| LVZ, Inc. |
13F
|
Company |
—
class O/S missing
|
14,753
|
$218,639 | — | 30 Sep 2023 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
13,537
|
$200,618 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
13,329
|
$197,536 | — | 30 Sep 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
12,878
|
$191,000 | — | 30 Sep 2023 | |
| Elequin Capital, LP |
13F
|
Company |
—
class O/S missing
|
10,442
|
$154,750 | — | 30 Sep 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
7,304
|
$108,245 | — | 30 Sep 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
5,657
|
$83,837 | — | 30 Sep 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
5,225
|
$77,435 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
3,843
|
$56,953 | — | 30 Sep 2023 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
3,250
|
$48,000 | — | 30 Sep 2023 | |
| Impact Partnership Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
2,431
|
$36,027 | — | 30 Sep 2023 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$29,640 | — | 30 Sep 2023 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
2,000
|
$29,000 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
1,700
|
$25,194 | — | 30 Sep 2023 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,686
|
$24,987 | — | 30 Sep 2023 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
1,342
|
$19,889 | — | 30 Sep 2023 | |
| Baystate Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
817
|
$12,108 | — | 30 Sep 2023 | |
| NBC SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
611
|
$9,000 | — | 30 Sep 2023 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q4 2023
As of 31 Dec 2023,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,171,662 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, UBS Group AG, HOWARD WEALTH MANAGEMENT, LLC, Raymond James Financial Services Advisors, Inc., Invesco Ltd., GUGGENHEIM CAPITAL LLC, Atria Wealth Solutions, Inc., MORGAN STANLEY, Cornerstone Advisors, LLC, and Shaker Financial Services, LLC.
This page lists
53
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
51
Q4 2023 holders
53
Holder diff
2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.