Nuveen California Quality Municipal Income Fund - COM (NAC)

CUSIP: 67066Y105

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / COM
Total 13F shares
8,294,671
Share change
-276,651
Total reported value
$123,745,000
Price per share
$14.92
Number of holders
75
Value change
-$4,137,449
Number of buys
34
Number of sells
27

Security key

67066Y105

Report period

Q3 2017

Institutions

75

Top holders

10

Ownership snapshot

Top shareholders of NAC - Nuveen California Quality Municipal Income Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
UBS Group AG
13D/G signal
Evidence rows
50
Latest as of
30 Jun 2017
13F Highest disclosed value: $24,812,000 Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
UBS Group AG
13F
Company
13F
class O/S missing
$24,812,000
1,649,749 shares
30 Jun 2017
MORGAN STANLEY
13F
Company
13F
class O/S missing
$16,320,000
1,085,133 shares
30 Jun 2017
GUGGENHEIM CAPITAL LLC
13F
Company
13F
class O/S missing
$11,783,000
783,474 shares
30 Jun 2017
Advisors Asset Management, Inc.
13F
Company
13F
class O/S missing
$11,700,000
777,946 shares
30 Jun 2017
BANK OF AMERICA CORP /DE/
13F
Company
13F
class O/S missing
$7,127,000
473,809 shares
30 Jun 2017
Invesco Ltd.
13F
Company
13F
class O/S missing
$7,000,000
465,409 shares
30 Jun 2017
Pacific Wealth Strategies Group, Inc.
13F
Company
13F
class O/S missing
$6,906,000
459,177 shares
30 Jun 2017
WELLS FARGO & COMPANY/MN
13F
Company
13F
class O/S missing
$5,661,000
376,403 shares
30 Jun 2017
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
class O/S missing
$4,145,000
275,622 shares
30 Jun 2017
WHITTIER TRUST CO
13F
Company
13F
class O/S missing
$3,582,000
238,150 shares
30 Jun 2017
LPL Financial LLC
13F
Company
13F
class O/S missing
$2,094,000
139,246 shares
30 Jun 2017
ROYAL BANK OF CANADA
13F
Company
13F
class O/S missing
$2,000,000
132,962 shares
30 Jun 2017
Gerber Kawasaki Wealth & Investment Management
13F
Company
13F
class O/S missing
$1,983,000
130,230 shares
30 Jun 2017
DOLIVER ADVISORS, LP
13F
Company
13F
class O/S missing
$1,978,000
131,541 shares
30 Jun 2017
IFP Advisors, Inc
13F
Company
13F
class O/S missing
$1,945,000
129,296 shares
30 Jun 2017
Apriem Advisors
13F
Company
13F
class O/S missing
$1,762,000
117,181 shares
30 Jun 2017
D.A. DAVIDSON & CO.
13F
Company
13F
class O/S missing
$1,190,000
79,179 shares
30 Jun 2017
First Allied Advisory Services, Inc.
13F
Company
13F
class O/S missing
$1,082,000
71,913 shares
30 Jun 2017
WEDBUSH SECURITIES INC
13F
Company
13F
class O/S missing
$1,018,000
67,687 shares
30 Jun 2017
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
13F
class O/S missing
$997,000
66,274 shares
30 Jun 2017
Commonwealth Equity Services, Inc
13F
Company
13F
class O/S missing
$955,000
63,530 shares
30 Jun 2017
RB Capital Management, LLC
13F
Company
13F
class O/S missing
$795,000
52,836 shares
30 Jun 2017
Creative Planning
13F
Company
13F
class O/S missing
$791,000
52,573 shares
30 Jun 2017
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
class O/S missing
$676,000
44,945 shares
30 Jun 2017
FIRST FOUNDATION ADVISORS
13F
Company
13F
class O/S missing
$633,000
42,085 shares
30 Jun 2017
EP Wealth Advisors, LLC
13F
Company
13F
class O/S missing
$609,000
40,481 shares
30 Jun 2017
CIBC Private Wealth Group LLC
13F
Company
13F
class O/S missing
$557,000
37,035 shares
30 Jun 2017
Cetera Advisors LLC
13F
Company
13F
class O/S missing
$529,000
35,259 shares
30 Jun 2017
HighTower Advisors, LLC
13F
Company
13F
class O/S missing
$511,000
33,874 shares
30 Jun 2017
Institute for Wealth Management, LLC.
13F
Company
13F
class O/S missing
$462,000
30,804 shares
30 Jun 2017
Laurel Wealth Advisors, Inc.
13F
Company
13F
class O/S missing
$443,000
29,485 shares
30 Jun 2017
Advisor Group, Inc.
13F
Company
13F
class O/S missing
$416,000
27,616 shares
30 Jun 2017
BAILARD, INC.
13F
Company
13F
class O/S missing
$406,000
26,995 shares
30 Jun 2017
NATIONAL PLANNING CORP
13F
Company
13F
class O/S missing
$390,000
25,786 shares
30 Jun 2017
Stratos Wealth Partners, LTD.
13F
Company
13F
class O/S missing
$336,000
22,352 shares
30 Jun 2017
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
class O/S missing
$335,000
22,283 shares
30 Jun 2017
AE Wealth Management LLC
13F
Company
13F
class O/S missing
$334,000
22,182 shares
30 Jun 2017
CUTLER INVESTMENT COUNSEL LLC
13F
Company
13F
class O/S missing
$317,000
21,071 shares
30 Jun 2017
ASPIRIANT, LLC
13F
Company
13F
class O/S missing
$264,000
17,556 shares
30 Jun 2017
SIT INVESTMENT ASSOCIATES INC
13F
Company
13F
class O/S missing
$260,000
17,287 shares
30 Jun 2017
STIFEL FINANCIAL CORP
13F
Company
13F
class O/S missing
$254,000
16,804 shares
30 Jun 2017
Alpha Cubed Investments, LLC
13F
Company
13F
class O/S missing
$253,000
16,844 shares
30 Jun 2017
Coe Capital Management, LLC
13F
Company
13F
class O/S missing
$244,000
16,210 shares
30 Jun 2017
Good Life Advisors, LLC
13F
Company
13F
class O/S missing
$224,000
14,757 shares
30 Jun 2017
AMERIPRISE FINANCIAL INC
13F
Company
13F
class O/S missing
$221,000
14,682 shares
30 Jun 2017
NWAM LLC
13F
Company
13F
class O/S missing
$209,000
13,874 shares
30 Jun 2017
GIRARD SECURITIES, INC.
13F
Company
13F
class O/S missing
$205,000
13,619 shares
30 Jun 2017
MISSION WEALTH MANAGEMENT, LP
13F
Company
13F
class O/S missing
$205,000
13,610 shares
30 Jun 2017
Bank of New York Mellon Corp
13F
Company
13F
class O/S missing
$202,000
13,434 shares
30 Jun 2017
FIRST TRUST ADVISORS LP
13F
Company
13F
class O/S missing
$192,000
12,786 shares
30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
75
Shares
8,294,671
Rows loaded
75
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
66
Q3 2017 holders
75
Holder diff
9
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 value Q3 2017 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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