Security key
670651108
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX)
CUSIP: 670651108
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common Shares of Beneficial Interest
- Total 13F shares
- 6,274,985
- Total 13F value
- $95,829,000
- Share change
- -460,649
- SEC-reported price per share
- $15.27
- Number of holders
- 60
- Value change
- -$7,030,998
- Number of buys
- 21
- Number of sells
- 20
- Shares outstanding
- 47,805,294
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
60
Top holders
10
NKX full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 670651108
Recent filing periods:
Ownership snapshot
Top reported holders of NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS Group AG
Disclosed value leader
UBS Group AG
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 3.2%
Showing 1-6 of 15 holder rows.
Quick read
UBS Group AG leads the comparable SEC ownership view at 3.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS Group AG's linked filing trail.
Comparable ownership
Top 5
UBS Group AG
3.2%
RIVERNORTH CAPITAL MANAGEMENT, LLC
1.8%
MORGAN STANLEY
1.6%
GUGGENHEIM CAPITAL LLC
1.6%
WELLS FARGO & COMPANY/MN
0.68%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS Group AG |
13F
Company
|
3.2%
|
$23,036,000
1,542,952 shares
|
— | 30 Jun 2020 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
1.8%
|
$13,177,000
882,572 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
1.6%
|
$11,554,000
773,886 shares
|
— | 30 Jun 2020 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
1.6%
|
$11,187,000
749,282 shares
|
— | 30 Jun 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.68%
|
$4,879,000
326,804 shares
|
— | 30 Jun 2020 |
| Pacific Wealth Strategies Group, Inc. |
13F
Company
|
0.57%
|
$4,100,000
274,629 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
60
Shares
6,274,985
Rows available
60
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
56
Q3 2020 holders
60
Holder diff
4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend