Security key
670651108
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX)
CUSIP: 670651108
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 47,805,294
- Total 13F shares
- 6,585,025
- Share change
- -503,268
- Total reported value
- $91,692,000
- Price per share
- $13.92
- Number of holders
- 61
- Value change
- -$6,616,720
- Number of buys
- 24
- Number of sells
- 25
Report period
Q1 2019
Institutions
61
Top holders
10
NKX full security history
Newer quarter: Q2 2019
Previous quarter: Q4 2018
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 670651108
Recent filing periods:
Top shareholders of NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
3.4%
|
1,619,561
|
$20,536,000 | — | 31 Dec 2018 | |
| Beach Point Capital Management LP |
13F
|
Company |
1%
|
494,259
|
$6,267,000 | — | 31 Dec 2018 | |
| Karpus Management, Inc. |
13F
|
Company |
0.94%
|
447,908
|
$5,679,000 | — | 31 Dec 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.86%
|
411,549
|
$5,218,000 | — | 31 Dec 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.81%
|
387,985
|
$4,881,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.8%
|
382,969
|
$4,857,000 | — | 31 Dec 2018 | |
| Pacific Wealth Strategies Group, Inc. |
13F
|
Company |
0.69%
|
328,505
|
$4,165,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.63%
|
300,771
|
$3,814,000 | — | 31 Dec 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.54%
|
258,709
|
$3,280,000 | — | 31 Dec 2018 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.44%
|
208,137
|
$2,639,000 | — | 31 Dec 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.37%
|
176,399
|
$2,237,000 | — | 31 Dec 2018 | |
| Apriem Advisors |
13F
|
Company |
0.32%
|
152,928
|
$1,939,000 | — | 31 Dec 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.3%
|
144,295
|
$1,830,000 | — | 31 Dec 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.29%
|
138,091
|
$1,751,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.27%
|
126,972
|
$1,610,000 | — | 31 Dec 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.26%
|
125,894
|
$1,596,000 | — | 31 Dec 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.25%
|
121,579
|
$1,542,000 | — | 31 Dec 2018 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.21%
|
101,536
|
$1,287,000 | — | 31 Dec 2018 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.19%
|
90,630
|
$1,149,000 | — | 31 Dec 2018 | |
| Almitas Capital LLC |
13F
|
Company |
0.18%
|
86,264
|
$1,094,000 | — | 31 Dec 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.16%
|
77,890
|
$988,000 | — | 31 Dec 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.16%
|
75,405
|
$956,000 | — | 31 Dec 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.16%
|
74,762
|
$948,000 | — | 31 Dec 2018 | |
| Weiss Asset Management LP |
13F
|
Company |
0.11%
|
50,927
|
$646,000 | — | 31 Dec 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.08%
|
40,125
|
$509,000 | — | 31 Dec 2018 | |
| Dakota Wealth Management |
13F
|
Company |
0.08%
|
39,900
|
$506,000 | — | 31 Dec 2018 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.08%
|
38,115
|
$483,000 | — | 31 Dec 2018 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.07%
|
35,594
|
$451,000 | — | 31 Dec 2018 | |
| Van Hulzen Asset Management, LLC |
13F
|
Company |
0.07%
|
34,255
|
$434,000 | — | 31 Dec 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.07%
|
31,841
|
$401,000 | — | 31 Dec 2018 | |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC |
13F
|
Company |
0.06%
|
29,854
|
$391,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
28,735
|
$364,000 | — | 31 Dec 2018 | |
| World Investment Advisors |
13F
|
Company |
0.05%
|
22,965
|
$307,000 | — | 31 Dec 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
22,600
|
$287,000 | — | 31 Dec 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.04%
|
21,223
|
$270,000 | — | 31 Dec 2018 | |
| Diligent Investors, LLC |
13F
|
Company |
0.04%
|
20,369
|
$258,000 | — | 31 Dec 2018 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0.04%
|
20,143
|
$255,000 | — | 31 Dec 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
20,030
|
$254,000 | — | 31 Dec 2018 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
0.04%
|
17,060
|
$216,000 | — | 31 Dec 2018 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.03%
|
16,719
|
$212,000 | — | 31 Dec 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.03%
|
12,683
|
$161,000 | — | 31 Dec 2018 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.02%
|
11,721
|
$148,000 | — | 31 Dec 2018 | |
| BOSTON ADVISORS LLC |
13F
|
Company |
0.02%
|
11,272
|
$143,000 | — | 31 Dec 2018 | |
| Virtu Financial LLC |
13F
|
Company |
0.02%
|
10,826
|
$137,000 | — | 31 Dec 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.02%
|
10,000
|
$127,000 | — | 31 Dec 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
4,907
|
$62,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
3,655
|
$46,000 | — | 31 Dec 2018 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0%
|
2,000
|
$25,000 | — | 31 Dec 2018 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
1,926
|
$24,000 | — | 31 Dec 2018 | |
| Edge Wealth Management LLC |
13F
|
Company |
0%
|
1,885
|
$24,000 | — | 31 Dec 2018 |
Institutional Holders of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX) as of Q1 2019
As of 31 Mar 2019,
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX) was held by
61 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,585,025 shares.
The largest 10 holders included
UBS Group AG, Karpus Management, Inc., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Pacific Wealth Strategies Group, Inc., Beach Point Capital Management LP, WELLS FARGO & COMPANY/MN, WOLVERINE ASSET MANAGEMENT LLC, and Invesco Ltd..
This page lists
61
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
60
Q1 2019 holders
61
Holder diff
1
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.