Security key
670651108
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX)
CUSIP: 670651108
Q4 2016 13F Holders as of 31 Dec 2016
- Security type / class
- Equity / Common Shares of Beneficial Interest
- Total 13F shares
- 3,903,018
- Total 13F value
- $55,867,000
- Share change
- +446,547
- SEC-reported price per share
- $14.31
- Number of holders
- 50
- Value change
- +$6,367,116
- Number of buys
- 20
- Number of sells
- 14
- Shares outstanding
- 47,805,294
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2016
Institutions
50
Top holders
10
NKX full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 670651108
Recent filing periods:
Ownership snapshot
Top reported holders of NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
GUGGENHEIM CAPITAL LLC
Disclosed value leader
GUGGENHEIM CAPITAL LLC
Comparable rows
15/15
Latest evidence
30 Sep 2016
13F
Lead comparable stake: 1%
Showing 1-6 of 15 holder rows.
Quick read
GUGGENHEIM CAPITAL LLC leads the comparable SEC ownership view at 1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens GUGGENHEIM CAPITAL LLC's linked filing trail.
Comparable ownership
Top 5
GUGGENHEIM CAPITAL LLC
1%
Advisors Asset Management, Inc.
0.89%
LPL Financial LLC
0.8%
Invesco Ltd.
0.66%
MORGAN STANLEY
0.6%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
1%
|
$7,983,000
480,320 shares
|
— | 30 Sep 2016 |
| Advisors Asset Management, Inc. |
13F
Company
|
0.89%
|
$7,069,000
425,309 shares
|
— | 30 Sep 2016 |
| LPL Financial LLC |
13F
Company
|
0.8%
|
$6,292,000
380,889 shares
|
— | 30 Sep 2016 |
| Invesco Ltd. |
13F
Company
|
0.66%
|
$5,226,000
314,450 shares
|
— | 30 Sep 2016 |
| MORGAN STANLEY |
13F
Company
|
0.6%
|
$4,803,000
288,984 shares
|
— | 30 Sep 2016 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.36%
|
$2,824,000
169,936 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
50
Shares
3,903,018
Rows available
50
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
40
Q4 2016 holders
50
Holder diff
10
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend