NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX)
CUSIP: 670651108
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 47,805,294
- Total 13F shares
- 4,250,609
- Share change
- +148,493
- Total reported value
- $59,182,238
- Price per share
- $13.93
- Number of holders
- 44
- Value change
- +$2,095,988
- Number of buys
- 17
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 670651108?
CUSIP 670651108 identifies NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670651108:
Top shareholders of NKX - NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
656,667
|
$8,964,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.93%
|
446,941
|
$6,093,000 | — | 30 Jun 2014 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
0.78%
|
372,081
|
$5,079,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.71%
|
337,769
|
$4,611,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.62%
|
295,636
|
$4,035,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.54%
|
257,120
|
$3,510,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.51%
|
242,423
|
$3,309,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.34%
|
160,615
|
$2,189,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.34%
|
160,271
|
$2,184,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.26%
|
122,607
|
$1,674,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.22%
|
103,010
|
$1,406,000 | — | 30 Jun 2014 | |
| WHITEBOX ADVISORS LLC |
13F
|
Company |
0.21%
|
100,000
|
$1,365,000 | — | 30 Jun 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.21%
|
99,642
|
$1,360,000 | — | 30 Jun 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.19%
|
89,604
|
$1,223,000 | — | 30 Jun 2014 | |
| Apriem Advisors |
13F
|
Company |
0.19%
|
89,493
|
$1,222,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
65,906
|
$900,000 | — | 30 Jun 2014 | |
| Global Endowment Management, LP |
13F
|
Company |
0.13%
|
62,000
|
$845,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
47,945
|
$654,000 | — | 30 Jun 2014 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.09%
|
42,027
|
$574,000 | — | 30 Jun 2014 | |
| Montecito Bank & Trust |
13F
|
Company |
0.07%
|
32,316
|
$441,000 | — | 30 Jun 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
0.07%
|
31,387
|
$428,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
27,894
|
$381,000 | — | 30 Jun 2014 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0.06%
|
27,594
|
$377,000 | — | 30 Jun 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.05%
|
23,196
|
$317,000 | — | 30 Jun 2014 | |
| OTA LLC |
13F
|
Company |
0.04%
|
19,704
|
$268,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
18,874
|
$258,000 | — | 30 Jun 2014 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
0.04%
|
18,764
|
$256,000 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
18,410
|
$251,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
17,200
|
$235,000 | — | 30 Jun 2014 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.03%
|
16,330
|
$223,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.03%
|
13,694
|
$187,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
13,606
|
$185,000 | — | 30 Jun 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.03%
|
12,345
|
$168,000 | — | 30 Jun 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.02%
|
11,919
|
$165,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
12,013
|
$164,000 | — | 30 Jun 2014 | |
| STONEBRIDGE CAPITAL MANAGEMENT INC |
13F
|
Company |
0.02%
|
11,895
|
$162,000 | — | 30 Jun 2014 | |
| BOSTON ADVISORS LLC |
13F
|
Company |
0.02%
|
11,272
|
$154,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
10,923
|
$149,000 | — | 30 Jun 2014 | |
| Pure Financial Advisors, LLC |
13F
|
Company |
0.02%
|
10,187
|
$139,000 | — | 30 Jun 2014 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.01%
|
5,400
|
$74,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
5,114
|
$69,806 | — | 30 Jun 2014 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0.01%
|
3,914
|
$53,000 | — | 30 Jun 2014 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.01%
|
3,203
|
$44,000 | — | 30 Jun 2014 | |
| Efficient Market Advisors, LLC |
13F
|
Company |
0%
|
2,023
|
$28,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,935
|
$26,000 | — | 30 Jun 2014 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0%
|
1,025
|
$14,000 | — | 30 Jun 2014 | |
| Gemmer Asset Management LLC |
13F
|
Company |
0%
|
1,023
|
$14,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
309
|
$4,000 | — | 30 Jun 2014 | |
| Creative Planning |
13F
|
Company |
0%
|
200
|
$3,000 | — | 30 Jun 2014 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0%
|
51
|
$1,000 | — | 30 Jun 2014 |
Institutional Holders of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND - Common Shares of Beneficial Interest (NKX) as of Q3 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.