NUVEEN CALIFORNIA MUNICIPAL VALUE FUND - Common Shares (NCA)
CUSIP: 67062C107
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 33,203,611
- Total 13F shares
- 3,240,976
- Share change
- -216,379
- Total reported value
- $34,360,000
- Price per share
- $10.60
- Number of holders
- 37
- Value change
- -$2,189,916
- Number of buys
- 13
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 67062C107?
CUSIP 67062C107 identifies NCA - NUVEEN CALIFORNIA MUNICIPAL VALUE FUND - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 67062C107:
Top shareholders of NCA - NUVEEN CALIFORNIA MUNICIPAL VALUE FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
2%
|
654,316
|
$6,596,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
479,375
|
$4,832,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
375,632
|
$3,786,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.99%
|
328,439
|
$3,311,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.77%
|
255,228
|
$2,572,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.54%
|
178,417
|
$1,797,000 | — | 30 Jun 2019 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0.49%
|
163,148
|
$1,645,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.26%
|
87,279
|
$880,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.25%
|
82,786
|
$834,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.23%
|
75,869
|
$765,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.17%
|
57,342
|
$578,000 | — | 30 Jun 2019 | |
| Winfield Associates, Inc. |
13F
|
Company |
0.13%
|
44,500
|
$449,000 | — | 30 Jun 2019 | |
| Mutual Advisors, LLC |
13F
|
Company |
0.13%
|
42,696
|
$430,000 | — | 30 Jun 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
42,316
|
$427,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
41,147
|
$415,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.12%
|
39,883
|
$402,000 | — | 30 Jun 2019 | |
| HCR Wealth Advisors |
13F
|
Company |
0.12%
|
39,247
|
$396,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
32,902
|
$332,000 | — | 30 Jun 2019 | |
| M&T BANK CORP |
13F
|
Company |
0.09%
|
31,500
|
$318,000 | — | 30 Jun 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.09%
|
28,701
|
$290,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.08%
|
27,475
|
$275,000 | — | 30 Jun 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.08%
|
26,028
|
$262,000 | — | 30 Jun 2019 | |
| OneDigital Investment Advisors LLC |
13F
|
Company |
0.08%
|
25,458
|
$257,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
24,317
|
$245,000 | — | 30 Jun 2019 | |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC |
13F
|
Company |
0.06%
|
20,971
|
$211,000 | — | 30 Jun 2019 | |
| Creative Planning |
13F
|
Company |
0.06%
|
19,026
|
$192,000 | — | 30 Jun 2019 | |
| GARRISON POINT ADVISORS, LLC |
13F
|
Company |
0.05%
|
17,050
|
$172,000 | — | 30 Jun 2019 | |
| GAMBLE JONES INVESTMENT COUNSEL |
13F
|
Company |
0.05%
|
16,618
|
$168,000 | — | 30 Jun 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.05%
|
16,503
|
$166,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
16,094
|
$162,000 | — | 30 Jun 2019 | |
| RB Capital Management, LLC |
13F
|
Company |
0.05%
|
15,853
|
$160,000 | — | 30 Jun 2019 | |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. |
13F
|
Company |
0.05%
|
15,250
|
$154,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
13,743
|
$138,000 | — | 30 Jun 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.04%
|
12,516
|
$126,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
12,141
|
$122,000 | — | 30 Jun 2019 | |
| Cetera Investment Advisers |
13F
|
Company |
0.03%
|
11,325
|
$114,000 | — | 30 Jun 2019 | |
| Towerpoint Wealth, LLC |
13F
|
Company |
0.03%
|
10,000
|
$104,000 | — | 30 Jun 2019 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
0.03%
|
10,164
|
$102,000 | — | 30 Jun 2019 | |
| AlphaMark Advisors, LLC |
13F
|
Company |
0.03%
|
10,000
|
$101,000 | — | 30 Jun 2019 | |
| Paragon Capital Management Ltd |
13F
|
Company |
0.03%
|
10,000
|
$101,000 | — | 30 Jun 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.03%
|
9,996
|
$100,000 | — | 30 Jun 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
6,914
|
$70,000 | — | 30 Jun 2019 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.02%
|
6,000
|
$60,000 | — | 30 Jun 2019 | |
| Gemmer Asset Management LLC |
13F
|
Company |
0.01%
|
4,688
|
$47,000 | — | 30 Jun 2019 | |
| Squar Milner Financial Services LLC |
13F
|
Company |
0%
|
1,000
|
$10,000 | — | 30 Jun 2019 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0%
|
785
|
$8,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
714
|
$7,000 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
500
|
$5,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
243
|
$2,000 | — | 30 Jun 2019 |
Institutional Holders of NUVEEN CALIFORNIA MUNICIPAL VALUE FUND - Common Shares (NCA) as of Q3 2019
As of 30 Sep 2019,
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND - Common Shares (NCA) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,240,976 shares.
The largest 10 holders included
FIRST FOUNDATION ADVISORS, MORGAN STANLEY, UBS Group AG, 1607 Capital Partners, LLC, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Tortoise Investment Management, LLC, Advisors Asset Management, Inc., Raymond James Financial Services Advisors, Inc., and LPL Financial LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
49
Q3 2019 holders
37
Holder diff
-12
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.