NOVELLUS SYS INC - NOTE 2.625% 5/1

Q3 2013 13F Holders as of 30 Sep 2013

Type / Class
Debt / NOTE 2.625% 5/1
Number of holders
3
Total 13F principal, excl. options
75,035,281
Principal change
+1,935,000
Total reported value, excl. options
$119,048,000
Value change
+$3,062,986
Number of buys
1
Price
$1.58

Institutional Holders of NOVELLUS SYS INC - NOTE 2.625% 5/1 as of Q3 2013

As of 30 Sep 2013 NOVELLUS SYS INC - NOTE 2.625% 5/1 had 3 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of $75,035,281 principal (par value or face value) of the bond of the company.
Largest 3 bondholders included Citadel Advisors LLC, VICTORY CAPITAL MANAGEMENT INC, and WELLS FARGO & COMPANY/MN.
This table shows 3 bond principal holders of the security as of 30 Sep 2013.
Investor Option Weight % Change % Value $ * Price $ Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.