NOVAVAX INC - NOTE 3.750% 2/0

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class
Debt / NOTE 3.750% 2/0
Market price (% of par)
47.26%
Total 13F principal
$322,058,000
Principal change
+$7,000,000
Total reported market value
$150,824,000
Number of holders
22
Value change
+$3,357,433
Number of buys
4
Number of sells
3

Institutional Holders of NOVAVAX INC - NOTE 3.750% 2/0 as of Q4 2017

As of 31 Dec 2017 NOVAVAX INC - NOTE 3.750% 2/0 had 22 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of $322,058,000 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included BAKER BROS. ADVISORS LP, CITADEL ADVISORS LLC, Davidson Kempner Capital Management LP, WHITEBOX ADVISORS LLC, FRANKLIN RESOURCES INC, WOLVERINE ASSET MANAGEMENT LLC, HIGHBRIDGE CAPITAL MANAGEMENT LLC, AMERIPRISE FINANCIAL INC, ANGELO GORDON & CO., L.P., and Castle Creek Arbitrage, LLC.
This table shows 22 bond principal holders of the security as of 31 Dec 2017.
Investor Option Weight % Change % Value $ * Price $ Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.