Security key
66987V109
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 2,181,288,547
- Total 13F shares
- 141,021,080
- Share change
- -8,261,695
- Total reported value
- $14,240,120,151
- Put/Call ratio
- 104%
- Price per share
- $100.97
- Number of holders
- 1,268
- Value change
- -$825,257,959
- Number of buys
- 473
- Number of sells
- 517
Report period
Q4 2023
Institutions
1,268
Top holders
10
NVS full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
NOVARTIS AG SEC filings
NOVARTIS AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP 66987V109
Recent filing periods:
Top shareholders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DODGE & COX |
13F
|
Company |
0.75%
|
16,264,221
|
$1,656,673,551 | — | 30 Sep 2023 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
0.67%
|
14,595,152
|
$1,486,662,183 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.32%
|
6,977,833
|
$710,762,387 | — | 30 Sep 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.29%
|
6,273,886
|
$639,064,007 | — | 30 Sep 2023 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.28%
|
6,211,092
|
$632,662,354 | — | 30 Sep 2023 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.28%
|
6,066,617
|
$617,946,000 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.24%
|
5,197,729
|
$529,440,660 | — | 30 Sep 2023 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.22%
|
4,691,916
|
$477,918,563 | — | 30 Sep 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.2%
|
4,383,849
|
$415,938,974 | — | 30 Sep 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.13%
|
2,774,357
|
$282,595,987 | — | 30 Sep 2023 | |
| Cullen Capital Management, LLC |
13F
|
Company |
0.12%
|
2,714,809
|
$276,530,464 | — | 30 Sep 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.12%
|
2,636,845
|
$268,589,000 | — | 30 Sep 2023 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.12%
|
2,539,265
|
$258,649,601 | — | 30 Sep 2023 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
0.12%
|
2,532,937
|
$258,005,160 | — | 30 Sep 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
2,167,357
|
$220,766,984 | — | 30 Sep 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.09%
|
2,049,901
|
$208,802,962 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
2,009,179
|
$204,654,992 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
1,856,657
|
$189,119,082 | — | 30 Sep 2023 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
0.08%
|
1,827,263
|
$186,125,009 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.08%
|
1,756,514
|
$178,918,516 | — | 30 Sep 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.08%
|
1,723,936
|
$175,600,147 | — | 30 Sep 2023 | |
| SCHARF INVESTMENTS, LLC |
13F
|
Company |
0.07%
|
1,425,745
|
$145,226,322 | — | 30 Sep 2023 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.06%
|
1,408,212
|
$143,440,511 | — | 30 Sep 2023 | |
| FMR LLC |
13F
|
Company |
0.06%
|
1,221,589
|
$124,431,075 | — | 30 Sep 2023 | |
| Sanders Capital, LLC |
13F
|
Company |
0.05%
|
1,073,420
|
$103,585,459 | — | 30 Sep 2023 | |
| Manning & Napier Group, LLC |
13F
|
Company |
0.05%
|
1,069,193
|
$108,907,998 | — | 30 Sep 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.05%
|
1,057,042
|
$107,670,297 | — | 30 Sep 2023 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
0.04%
|
927,857
|
$94,513,000 | — | 30 Sep 2023 | |
| Capital Research Global Investors |
13F
|
Company |
0.04%
|
903,617
|
$92,042,428 | — | 30 Sep 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.04%
|
863,859
|
$87,992,672 | — | 30 Sep 2023 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.04%
|
815,838
|
$83,101,259 | — | 30 Sep 2023 | |
| Magnetar Financial LLC |
13F
|
Company |
0.04%
|
799,698
|
$81,457,238 | — | 30 Sep 2023 | |
| Chevy Chase Trust Holdings, LLC |
13F
|
Company |
0.03%
|
732,895
|
$74,652,642 | — | 30 Sep 2023 | |
| BRISTOL JOHN W & CO INC /NY/ |
13F
|
Company |
0.03%
|
675,409
|
$68,797,161 | — | 30 Sep 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.03%
|
670,804
|
$68,328,121 | — | 30 Sep 2023 | |
| Mondrian Investment Partners LTD |
13F
|
Company |
0.03%
|
664,627
|
$67,698,906 | — | 30 Sep 2023 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.03%
|
648,453
|
$66,051,000 | — | 30 Sep 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
621,319
|
$63,287,496 | — | 30 Sep 2023 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.03%
|
606,317
|
$61,759,483 | — | 30 Sep 2023 | |
| Aristotle Capital Management, LLC |
13F
|
Company |
0.03%
|
589,356
|
$60,031,796 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
586,727
|
$59,765,000 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.02%
|
518,382
|
$52,802,333 | — | 30 Sep 2023 | |
| Harvest Portfolios Group Inc. |
13F
|
Company |
0.02%
|
517,617
|
$52,724,468 | — | 30 Sep 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
497,177
|
$50,642,536 | — | 30 Sep 2023 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.02%
|
485,044
|
$49,406,647 | — | 30 Sep 2023 | |
| Corient Private Wealth LLC |
13F
|
Company |
0.02%
|
457,985
|
$46,648,518 | — | 30 Sep 2023 | |
| Creative Planning |
13F
|
Company |
0.02%
|
447,582
|
$45,590,665 | — | 30 Sep 2023 | |
| WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC |
13F
|
Company |
0.02%
|
406,966
|
$41,453,535 | — | 30 Sep 2023 | |
| Clark Capital Management Group, Inc. |
13F
|
Company |
0.02%
|
406,807
|
$41,437,361 | — | 30 Sep 2023 | |
| TCTC Holdings, LLC |
13F
|
Company |
0.02%
|
398,826
|
$40,624,451 | — | 30 Sep 2023 |
Institutional Holders of NOVARTIS AG - Ordinary Shares (NVS) as of Q4 2023
As of 31 Dec 2023,
NOVARTIS AG - Ordinary Shares (NVS) was held by
1,268 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
141,021,080 shares.
The largest 10 holders included
Dodge & Cox, PRIMECAP MANAGEMENT CO/CA/, MORGAN STANLEY, DIMENSIONAL FUND ADVISORS LP, LOOMIS SAYLES & CO L P, FRANKLIN RESOURCES INC, BANK OF AMERICA CORP /DE/, WELLINGTON MANAGEMENT GROUP LLP, GOLDMAN SACHS GROUP INC, and RENAISSANCE TECHNOLOGIES LLC.
This page lists
1,268
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
1,219
Q4 2023 holders
1,268
Holder diff
49
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.